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Effective Monday, 3/4/24
4
MAR


        

588  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  3/4/24  Rance King Securities Corp.       X-17A-5     1/31/24    1:2K                                     SEC #7                   
  3/4/24  Harris Williams LLC               FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Abn Amro Clearing USA LLC         FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24 Cboe EDGX Exchange, Inc.          19B-4E       3/4/24    1:2K                                     SEC #7                   
  3/4/24Cboe EDGA Exchange, Inc.          19B-4E       3/4/24    1:2K                                     SEC #7                   
  3/4/24Cboe BZX Exchange, Inc.           19B-4E       3/4/24    1:2K                                     SEC #7                   
  3/4/24Cboe BYX Exchange, Inc.           19B-4E       3/4/24    1:2K                                     SEC #7                   
  3/4/24  Innovation Partners LLC           FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Intellivest Securities, Inc.      FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Raptor Partners LLC               FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Abel Noser, LLC.                  X-17A-5    12/31/23    1:2K                                     SEC #7                   
  3/4/24  United Capital Markets, Inc.      X-17A-5    12/31/23    1:2K                                     SEC #7                   
  3/4/24  Abel Noser, LLC.                  FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Cyndx Advisors LLC                FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Simplex Trading, LLC              FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Kapitall Generation, LLC          FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  J.C. Reed Investments, LLC        FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  JCC Capital Markets, LLC          FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Alt Fund Distributors LLC         FOCUSN     12/31/23    1:2K                                     SEC #7                   
  3/4/24  Lockebridge Partners, Inc.        FOCUSN     12/31/23    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-A
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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