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Effective Wednesday, 4/19/23
19
APR


        

581  Filings
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 ·  Click on a Filing/Form Type¹
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 4/19/23  Steward Partners Inv Solutio… LLC FOCUSN     12/31/22    1:2K                                     SEC #7                   
 4/19/23  Collage Venture Partners, LLC     X-17A-5    12/31/22    1:2K                                     SEC #7                   
 4/19/23  Echelon Capital                   X-17A-5    12/31/22    1:2K                                     SEC #7                   
 4/19/23  THIRD500, LLC                     X-17A-5    12/31/19    1:2K                                     SEC #7                   
 4/19/23  Cboe EDGX Exchange, Inc.          19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23  Cboe EDGA Exchange, Inc.          19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23  Cboe BYX Exchange, Inc.           19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23  Cboe BZX Exchange, Inc.           19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23  Cboe EDGX Exchange, Inc.          19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23  Cboe EDGA Exchange, Inc.          19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23  Cboe BYX Exchange, Inc.           19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23  Cboe BZX Exchange, Inc.           19B-4E      4/19/23    1:2K                                     SEC #7                   
 4/19/23 Bridger Aerospace Gp Holdings Inc EFFECT      4/19/23    1:2K                                     SEC #5                   
 4/19/23Masterworks 267, LLC              QUALIF      4/19/23    1:2K                                     SEC #4                   
 4/19/23Team Inc.                         EFFECT      4/19/23    1:2K                                     SEC #5                   
 4/19/23Verra Mobility Corp.              EFFECT      4/19/23    1:2K                                     SEC #5                   
 4/19/23Biolargo, Inc.                    EFFECT      4/19/23    1:2K                                     SEC #5                   
 4/19/23U.S. GoldMining Inc.              EFFECT      4/19/23    1:2K                                     SEC #5                   
 4/19/23Prosper Marketplace, Inc.         EFFECT      4/19/23    1:3K                                     SEC #5                   
          Prosper Funding LLC
 4/19/23Nxu, Inc.                         EFFECT      4/19/23    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  QUALIF    SEC Notice of Qualification.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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