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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/15/21 Cboe EDGX Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Cboe EDGA Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Cboe BZX Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Cboe BYX Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Cboe EDGX Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Cboe EDGA Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Cboe BZX Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Cboe BYX Exchange, Inc. 19B-4E 9/15/21 1:2K SEC #7
9/15/21 Citibank, N.A./ADR F-6EF 9/15/21 4:106K Multiplan Empreendimentos… SA/ADR E-Data Systems, Inc./FA
9/15/21‡ Singing Machine Co. Inc. EFFECT 9/15/21 1:2K SEC #5
9/15/21‡ NRX Pharmaceuticals, Inc. EFFECT 9/15/21 1:2K SEC #5
9/15/21‡ Pulse Biosciences, Inc. EFFECT 9/15/21 1:2K SEC #5
9/15/21‡ Limbach Holdings, Inc. EFFECT 9/15/21 1:2K SEC #5
9/15/21‡ Scynexis Inc. EFFECT 9/15/21 1:2K SEC #5
9/15/21‡ ForgeRock, Inc. EFFECT 9/15/21 1:2K SEC #5
9/15/21‡ Hartford Mutual Funds II Inc. EFFECT 9/15/21 1:5K SEC #5
→ Hartford Schroders Core Fixed Income Fund
→ Schroder Core Bond Fund
9/15/21‡ InPoint Com’l RE Income, Inc. EFFECT 9/15/21 1:2K SEC #5
9/15/21‡ Vivos Inc. QUALIF 9/15/21 1:2K SEC #4
9/15/21‡ Emerging Fuels Technology, Inc. QUALIF 9/15/21 1:2K SEC #4
9/15/21‡ Enact Holdings, Inc. EFFECT 9/15/21 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | F-6EF | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6. | | QUALIF | SEC Notice of Qualification. | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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