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Effective Wednesday, 9/15/21
15
SEP


        

498  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 9/15/21  Cboe EDGX Exchange, Inc.          19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Cboe EDGA Exchange, Inc.          19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Cboe BZX Exchange, Inc.           19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Cboe BYX Exchange, Inc.           19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Cboe EDGX Exchange, Inc.          19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Cboe EDGA Exchange, Inc.          19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Cboe BZX Exchange, Inc.           19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Cboe BYX Exchange, Inc.           19B-4E      9/15/21    1:2K                                     SEC #7                   
 9/15/21  Citibank, N.A./ADR                F-6EF       9/15/21    4:106K Multiplan Empreendimentos… SA/ADR E-Data Systems, Inc./FA  
 9/15/21 Singing Machine Co. Inc.          EFFECT      9/15/21    1:2K                                     SEC #5                   
 9/15/21NRX Pharmaceuticals, Inc.         EFFECT      9/15/21    1:2K                                     SEC #5                   
 9/15/21Pulse Biosciences, Inc.           EFFECT      9/15/21    1:2K                                     SEC #5                   
 9/15/21Limbach Holdings, Inc.            EFFECT      9/15/21    1:2K                                     SEC #5                   
 9/15/21Scynexis Inc.                     EFFECT      9/15/21    1:2K                                     SEC #5                   
 9/15/21ForgeRock, Inc.                   EFFECT      9/15/21    1:2K                                     SEC #5                   
 9/15/21Hartford Mutual Funds II Inc.     EFFECT      9/15/21    1:5K                                     SEC #5                   Hartford Schroders Core Fixed Income FundSchroder Core Bond Fund
 9/15/21InPoint Com’l RE Income, Inc.     EFFECT      9/15/21    1:2K                                     SEC #5                   
 9/15/21Vivos Inc.                        QUALIF      9/15/21    1:2K                                     SEC #4                   
 9/15/21Emerging Fuels Technology, Inc.   QUALIF      9/15/21    1:2K                                     SEC #4                   
 9/15/21Enact Holdings, Inc.              EFFECT      9/15/21    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  EFFECT    SEC Notice of Effectiveness.
  F-6EF    Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6.
  QUALIF    SEC Notice of Qualification.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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