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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/28/21 Coventry Securities, LLC FOCUSN 11/30/20 1:2K SEC #7
1/28/21 Aegis Capital Corp. FOCUSN 11/30/20 1:2K SEC #7
1/28/21 Coventry Securities, LLC X-17A-5 12/31/20 1:2K SEC #7
1/28/21 Aegis Capital Corp. X-17A-5 11/30/20 1:2K SEC #7
1/28/21 Demopolis Capital Inc. X-17A-5 11/30/20 1:2K SEC #7
1/28/21‡ Ehave, Inc. QUALIF 1/28/21 1:2K SEC #4
1/28/21‡ Lincoln Var Ins Products Trust EFFECT 1/28/21 1:20K SEC #5
→ Delaware Vip Diversified Income Series
→ Delaware Vip High Yield Series
→ Delaware Vip Ltd.-Term Diversified Income Series
→ Delaware Vip REIT Series
→ Delaware Vip Smid Cap Core Series
→ Delaware Vip U.S. Growth Series
→ Delaware Vip Value Series
→ LVIP Delaware Diversified Income Fund
→ LVIP Delaware High Yield Fund
→ LVIP Delaware Ltd.-Term Diversified Income Fund
→ LVIP Delaware SMID Cap Core Fund
→ LVIP Delaware U.S. Growth Fund
→ LVIP Delaware U.S. REIT Fund
→ LVIP Delaware Value Fund
1/28/21‡ Trinity Capital Inc. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Aspira Women’s Health Inc. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Duck Creek Technologies, Inc. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Global Partners LP EFFECT 1/28/21 1:12K SEC #5
Alliance Energy LLC
Basin Transload, LLC
Bursaw Oil LLC
Cascade Kelly Holdings LLC
Chelsea Sandwich LLC
Drake Petroleum Co., Inc.
Glen Hes Corp.
Global Companies LLC
Global Montello Group Corp.
Global Operating LLC
Global Partners Energy Canada ULC
GLP Finance Corp.
Maryland Oil Co., Inc.
Puritan Oil Co., Inc.
Warex Terminals Corp.
Warren Equities, Inc.
1/28/21‡ Polar Power, Inc. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Ucommune International Ltd. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Clarim Acquisition Corp. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ EQ Health Acquisition Corp. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Innate Pharma SA EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Mason Industrial Technology, Inc. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ BlueRiver Acquisition Corp. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Z-Work Acquisition Corp. EFFECT 1/28/21 1:2K SEC #5
1/28/21‡ Creatd, Inc. EFFECT 1/28/21 1:2K SEC #5
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | QUALIF | SEC Notice of Qualification. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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