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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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12/21/20 Cboe EDGX Exchange, Inc. 19B-4E 12/21/20 1:2K SEC #7
12/21/20 Cboe EDGA Exchange, Inc. 19B-4E 12/21/20 1:2K SEC #7
12/21/20 Cboe BYX Exchange, Inc. 19B-4E 12/21/20 1:2K SEC #7
12/21/20 Cboe BZX Exchange, Inc. 19B-4E 12/21/20 1:2K SEC #7
12/21/20 Cboe BZX Exchange, Inc. 19B-4E 12/21/20 1:2K SEC #7
12/21/20 Cboe BZX Exchange, Inc. 19B-4E 12/21/20 1:2K SEC #7
12/21/20‡ ACKRELL SPAC Partners I Co. EFFECT 12/21/20 1:2K SEC #5
12/21/20‡ Dreyfus Gov’t Cash Mgmt Funds EFFECT 12/21/20 1:6K SEC #5
→ Dreyfus Government Cash Management
→ General Government Securities Money Market Fund
12/21/20‡ General Money Market Fund, Inc. EFFECT 12/21/20 1:6K SEC #5
→ Dreyfus Liquid Assets, Inc.
→ General Money Market Fund, Inc.
12/21/20‡ Neoleukin Therapeutics, Inc. EFFECT 12/21/20 1:2K SEC #5
12/21/20‡ Citizensselect Funds EFFECT 12/21/20 1:6K SEC #5
→ Dreyfus Institutional Preferred Treasury Securities Money Market Fund
→ Dreyfus Institutional Treasury Securities Cash Advantage Fund
12/21/20‡ Dreyfus Cash Management EFFECT 12/21/20 1:5K SEC #5
→ Dreyfus Cash Management
→ Dreyfus Institutional Preferred Money Market Fund
12/21/20‡ Dreyfus Treasury Secs Cash Mgmt EFFECT 12/21/20 1:6K SEC #5
→ Dreyfus Treasury Securities Cash Management
→ General Treasury Securities Money Market Fund
12/21/20‡ RSE Archive, LLC QUALIF 12/21/20 1:2K SEC #4
12/21/20‡ Transatlantic Petroleum Ltd. EFFECT 12/21/20 1:2K SEC #5
12/21/20‡ GraniteShares Platinum Trust EFFECT 12/21/20 1:2K SEC #5
12/21/20‡ Onwuka Afame EFFECT 12/21/20 1:2K SEC #5
12/21/20‡ Sands China Ltd. EFFECT 12/21/20 1:2K SEC #5
12/21/20‡ Transatlantic Petroleum Ltd. EFFECT 12/21/20 1:2K SEC #5
12/21/20‡ National Securities Corp. X-17A-5 9/30/20 2:13M
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | QUALIF | SEC Notice of Qualification. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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