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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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8/16/19‡ BlackRock TCP Capital Corp. EFFECT 8/16/19 1:2K SEC #5
8/16/19 USA Financial Securities Corp. FOCUSN 12/31/18 1:2K SEC #7
8/16/19 USA Financial Securities Corp. FOCUSN 12/31/17 1:2K SEC #7
8/16/19 USA Financial Securities Corp. FOCUSN 12/31/16 1:2K SEC #7
8/16/19 Unified Financial Services Inc. D 8/16/19 1:8K Stites & Harbison/FA
8/16/19 CenterPoint Energy, Inc. S-3ASR 8/16/19 4:273K Donnelley … Solutions/FA
8/16/19‡ TransDigm Group Inc. EFFECT 8/16/19 1:67K SEC #5
17111 Waterview Pkwy LLC
ACME Aerospace, Inc.
Adams Rite Aerospace Inc.
Advanced Input Devices Inc.
AeroControlex Group, Inc.
Aerosonic LLC
Airborne Acquisition, Inc.
Airborne Global Inc.
Airborne Holdings, Inc.
Airborne Systems NA Inc.
Airborne Systems North America Inc.
Airborne Systems North America of CA Inc.
Airborne Systems North America of NJ Inc.
AmSafe Global Holdings Inc.
AmSafe, Inc.
Angus Electronics Co.
Arkwin Industries Inc.
Armtec Countermeasures Co.
Armtec Countermeasures TNO Co.
Armtec Defense Products Co.
Auxitrol Weston USA, Inc.
Aviation Technologies, Inc.
Avionic Instruments LLC
Avionics Specialties, Inc.
Avista Inc.
AvtechTyee, Inc.
Beta Transformer Technology Corp.
Beta Transformer Technology LLC
Breeze-Eastern LLC
Bridport Erie Aviation, Inc.
Bridport Holdings, Inc.
Bridport-Air Carrier, Inc.
Bruce Aerospace, Inc.
Cda Intercorp LLC
CEF Industries, LLC
Champion Aerospace LLC
CMC Electronics Aurora LLC
Data Device Corp.
Dukes Aerospace, Inc.
Electromech Technologies LLC
Esterline Europe Co. LLC
Esterline International Co.
Esterline Technologies Corp.
Esterline Technologies SGIP LLC
Extant Components Group Holdings, Inc.
Extant Components Group Intermediate, Inc.
Gamesman Inc.
Harco LLC
Hartwell Corp.
Hytek Finishes Co.
ILC Holdings, Inc.
Janco Corp.
Johnson Liverpool LLC
Joslyn Sunbank Co., LLC
Kirkhill Inc.
Korry Electronics Co.
Leach Holding Corp.
Leach International Corp.
Leach Technology Group, Inc.
MarathonNorco Aerospace, Inc.
Mason Electric Co.
McKechnie Aerospace DE, Inc.
McKechnie Aerospace Holdings, Inc.
McKechnie Aerospace US LLC
Memtron Technologies Co.
NMC Group, Inc.
North Hills Signal Processing Corp.
North Hills Signal Processing Overseas Corp.
Norwich Aero Products Inc.
Palomar Products, Inc.
Pexco Aerospace, Inc.
PneuDraulics, Inc.
Racal Acoustics, Inc.
Schneller LLC
ScioTeq LLC
Semco Instruments, Inc.
Shield Restraint Systems, Inc.
Skandia, Inc.
Skurka Aerospace Inc.
Souriau USA, Inc.
Sunbank Family of Companies, LLC
Symetrics Industries, LLC
Symetrics Technology Group, LLC
TA Aerospace Co.
Tactair Fluid Controls, Inc.
TEAC Aerospace Holdings, Inc.
TEAC Aerospace Technologies, Inc.
Telair International LLC
Telair US LLC
Texas Rotronics, Inc.
Transdigm Inc.
TransDigm UK Holdings plc
Transicoil LLC
Treality SVS LLC
Whippany Actuation Systems, LLC
Young & Franklin Inc.
8/16/19‡ Berry Corp. (bry) EFFECT 8/16/19 1:3K SEC #5
Berry Petroleum Co., LLC
8/16/19‡ Corporacion Andina De Fomento EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ Luokung Technology Corp. EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ Mid Penn Bancorp Inc. EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ Bos Better Online Solutions Ltd. EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ BlackRock Funds III EFFECT 8/16/19 1:9K SEC #5
→ BlackRock LifePath Dynamic 2020 Fund
→ BlackRock LifePath Dynamic Retirement Fund
8/16/19‡ Constellation Pharmas Inc. EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ Guggenheim Defined Ports Se… 1923 EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ Isun, Inc. EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ BlackRock Funds II EFFECT 8/16/19 1:7K SEC #5
→ Blackrock Lifepath Smart Beta 2020 Fund
→ Blackrock Lifepath Smart Beta Retirement Fund
8/16/19‡ BlackRock Funds III EFFECT 8/16/19 1:7K SEC #5
→ Blackrock Lifepath Index 2020 Fund
→ Blackrock Lifepath Index Retirement Fund
8/16/19‡ Gates Industrial Corp. plc EFFECT 8/16/19 1:2K SEC #5
8/16/19‡ Monteagle Funds EFFECT 8/16/19 1:4K SEC #5
→ Monteagle Select Value Fund
→ Monteagle Value Fund
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | D | Notice of an Exempt Offering of Securities — Form D. | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | S-3ASR | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3. | | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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