SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Effective Friday, 8/9/19
9
AUG


        

750  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   38   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  8/9/19  Gallatin Capital LLC              FOCUSN      6/30/19    1:2K                                     SEC #7                   
  8/9/19  USA Financial Securities Corp.    X-17A-5    12/31/18    1:2K                                     SEC #7                   
  8/9/19  USA Financial Securities Corp.    X-17A-5    12/31/17    1:2K                                     SEC #7                   
  8/9/19  USA Financial Securities Corp.    X-17A-5    12/31/16    1:2K                                     SEC #7                   
  8/9/19  Japan                             SE           8/9/19    1:540K                                   SEC #7                   
  8/9/19 RSE Collection, LLC               QUALIF       8/9/19    1:2K                                     SEC #4                   
  8/9/19  Deutsche Bank Tr Co Americas/… Gp F-6EF        8/9/19    4:130K ABN AMRO Bank N.V./ADR            Toppan Merrill/FA        
  8/9/19Acasti Pharma Inc.                EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19FS KKR Capital Corp. II           EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19GoLogiq, Inc.                     EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19Haemonetics Corp.                 EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19High Sierra Technologies, Inc.    EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19i3 Verticals, Inc.                EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19Oranco Inc.                       EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19Pruco Life Flexible Premium… Acct EFFECT       8/9/19    1:3K                                     SEC #5                   Pruco Life Flexible Premium Variable Annuity Account
  8/9/19Red Violet, Inc.                  EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19Star Equity Holdings, Inc.        EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19Versus Cap Multi-Manager RE … LLC EFFECT       8/9/19    1:2K                                     SEC #5                   
  8/9/19Centerstone Investors Trust       497K         8/9/19    1:100K                                   Blu Giant, LLC/FA        Centerstone Investors Fund
  8/9/19  Flower One Holdings Inc.          D            8/9/19    1:8K                                     Broadridge Fin’l… Inc/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  497K    Prospectus – Open-End Investment Company – Summary.
  D    Notice of an Exempt Offering of Securities — Form D.
  EFFECT    SEC Notice of Effectiveness.
  F-6EF    Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  QUALIF    SEC Notice of Qualification.
  SE    Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   38   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., May 14, 6:34:57.3pm ET