As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 7/15/19  Cboe EDGX Exchange, Inc.          19B-4E      7/15/19    1:2K                                     SEC #7                   
 7/15/19  Cboe EDGA Exchange, Inc.          19B-4E      7/15/19    1:2K                                     SEC #7                   
 7/15/19  Cboe BZX Exchange, Inc.           19B-4E      7/15/19    1:2K                                     SEC #7                   
 7/15/19  Cboe BYX Exchange, Inc.           19B-4E      7/15/19    1:2K                                     SEC #7                   
 7/15/19  Boston Capital Securities, Inc.   X-17A-5/A   3/31/19    1:2K                                     SEC #7                   
 7/15/19  Boston Capital Securities, Inc.   FOCUSN/A    3/31/19    1:2K                                     SEC #7                   
  7/5/19  WADDELL & REED SERVICES C… Co)/TA TA-1/A      7/15/19    1:17K                                    Donnelley … Solutions/FA 
 7/15/19‡ Anavex Life Sciences Corp.        EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ CareCloud, Inc.                   EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ vTv Therapeutics Inc.             EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ Talcott Resolution Life Ins Co.   EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ Talcott Resolution Life Ins Co.   EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ Talcott Resolution Life Ins Co.   EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ iClick Interactive Asia Gp Ltd.   EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ Suzano S.A.                       EFFECT      7/15/19    1:3K                                     SEC #5                   
          Suzano Austria GmbH
 7/15/19‡ Advisors Series Trust             EFFECT      7/15/19    1:6K                                     SEC #5                   
          → O’Shaughnessy All Cap Core Fund
          → O’Shaughnessy Enhanced Dividend Fund
          → O’Shaughnessy Market Leaders Value Fund
 7/15/19‡ Bioceres Crop Solutions Corp.     EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ Heritage Commerce Corp.           EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ Pharmagreen Biotech Inc.          EFFECT      7/15/19    1:2K                                     SEC #5                   
 7/15/19‡ Tonix Pharmas Holding Corp.       EFFECT      7/15/19    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -K
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	EFFECT	SEC Notice of Effectiveness.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	TA-1	Application for Registration by a Transfer Agent — Form TA-1.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.