As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  6/5/19  Cboe EDGX Exchange, Inc.          19B-4E       6/5/19    1:2K                                     SEC #7                   
  6/5/19  Cboe EDGA Exchange, Inc.          19B-4E       6/5/19    1:2K                                     SEC #7                   
  6/5/19  Cboe BZX Exchange, Inc.           19B-4E       6/5/19    1:2K                                     SEC #7                   
  6/5/19  Cboe BYX Exchange, Inc.           19B-4E       6/5/19    1:2K                                     SEC #7                   
  6/5/19‡ i3 Verticals, Inc.                EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ Bio-Path Holdings Inc.            EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ Medallion Financial Corp.         EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ UpHealth, Inc.                    EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ Gaotu Techedu Inc.                EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ Avalara, Inc.                     EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ Gaotu Techedu Inc.                EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ Orchard Therapeutics plc          EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ AmeriCann, Inc.                   EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ Plastec Technologies, Ltd.        EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ TriplePoint Venture Growth … Corp EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ WhiteHorse Finance, Inc.          EFFECT       6/5/19    1:2K                                     SEC #5                   
  6/5/19‡ UpHealth, Inc.                    S-1MEF       6/5/19    3:70K                                    Donnelley … Solutions/FA 
  6/5/19‡ Avalara, Inc.                     S-1MEF       6/5/19    3:59K                                    Donnelley … Solutions/FA 
  6/5/19  EQT Corp.                         DEFA14A      6/5/19    1:476K                                   Toppan Merrill/FA        
  6/5/19  Valic Co. I                       DEFA14A      6/5/19    1:40K                                    Donnelley … Solutions/FA 
          → Growth Fund

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	DEFA14A	Definitive Additional Proxy Soliciting Material — Schedule 14A.
	EFFECT	SEC Notice of Effectiveness.
	S-1MEF	Registration Statement to Add Securities to a Prior Form S-1 Registration.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.