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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/23/19 Dominion Investor Services, Inc. X-17A-5/A 12/31/18 1:2K SEC #7
4/23/19‡ Cyclerion Therapeutics, Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Evans Bancorp Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Cantor Fitzgerald Income Tr, Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Jones Energy, Inc. EFFECT 4/23/19 1:5K SEC #5
Jones Energy Finance Corp.
Jones Energy Holdings, LLC
Jones Energy, LLC
Nosley Assets, LLC
4/23/19‡ Biovie Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Elite Performance Holding Corp. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Jones Energy, Inc. EFFECT 4/23/19 1:6K SEC #5
Jones Energy Finance Corp.
Jones Energy Holdings, LLC
Jones Energy, LLC
Nosley Acquisition, LLC
Nosley Assets, LLC
Nosley SCOOP, LLC
4/23/19‡ Jones Energy, Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Jones Energy, Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Riviera Resources, Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Advisors Disciplined Trust 1937 EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Watford Holdings Ltd. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Canadian Derivatives Cleari… Corp EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Jones Energy, Inc. EFFECT 4/23/19 1:2K SEC #5
4/23/19‡ Venator Materials plc DEF 14A 6/11/19 1:4.3M Toppan Merrill-FA
4/23/19 Wrench Coinvest LLC D/A 4/23/19 1:9K
4/23/19 Pinterest, Inc. S-8 4/23/19 4:307K Donnelley … Solutions/FA
4/23/19 Bristlecone Advisors, LLC 13F-HR 3/31/19 2:42K FilePoint/FA
4/23/19 ProPetro Holding Corp. DEFA14A 4/23/19 1:693K Toppan Merrill/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | D | Notice of an Exempt Offering of Securities — Form D. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | EFFECT | SEC Notice of Effectiveness. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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