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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. |
| 485BPOS | Post-Effective Amendment of a Form N-1 or N-1A Registration. |
| CERTCBO | Certification by the Cboe Global Markets Approving a Listing — Form CERT. |
| D | Notice of an Exempt Offering of Securities — Form D. |
| EFFECT | SEC Notice of Effectiveness. |
| F-1MEF | Registration Statement to Add Securities to a Prior Form F-1 Registration. |
| FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. |
| S-4MEF | Registration Statement to Add Securities to a Prior Form S-4 Registration. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |