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¹ | Filing/Form Types: -A |
| 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. |
| 497 | Definitive Material. |
| D | Notice of an Exempt Offering of Securities — Form D. |
| F-6EF | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6. |
| FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. |
| N-Q | Quarterly Portfolio Holdings Schedule by an Investment Company — Form N-Q. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |