SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Effective Thursday, 1/24/19
24
JAN


        

623  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   32   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/14/19  Transamerica Fund Services, Inc.  TA-1/A      1/24/19    1:35K                                    Donnelley … Solutions/FA 
 1/24/19  Caymus Securities LLC             FOCUSN     12/31/18    1:2K                                     SEC #7                   
 1/24/19  Caymus Securities LLC             X-17A-5    12/31/18    1:2K                                     SEC #7                   
 1/24/19  Old Greenwich Partners, LLC       X-17A-5    12/31/18    1:2K                                     SEC #7                   
 1/24/19  Citibank, N.A./ADR                F-6EF       1/24/19    4:108K VAT Group AG/ADR                  E-Data Systems, Inc./FA  
 1/24/19  Stonebridge Capital Mgmt Inc.     13F-HR     12/31/18    2:120K                                                            
 1/24/19  AQR Tax Advantaged Global Equ… LP D/A         1/24/19    1:8K                                     Finn Dixon & Herling LLP 
 1/24/19  ZML Nuage Bronx Morris LLC        D           1/24/19    1:6K                                                              
 1/24/19  AQR DELTA XN Offshore Fund, L.P.  D/A         1/24/19    1:7K                                     Finn Dixon & Herling LLP 
 1/24/19  Trust for Advisor Solutions       497         1/24/19    1:8K                                     US Bancorp Fund Svcs LLC Hatteras Alpha Hedged Strategies Fund
 1/24/19  AQR DELTA XN Fund, L.P.           D/A         1/24/19    1:7K                                     Finn Dixon & Herling LLP 
 1/24/19  Aqr Offshore Multi-Strat… XVII LP D/A         1/24/19    1:7K                                     Finn Dixon & Herling LLP 
 1/24/19  Axar Special Opportunity Fd V LLC D/A         1/24/19    1:8K                                                              
          Axar Special Opportunity Fund V-B LLC
 1/24/19  CNH Diversified Opportunities… LP D/A         1/24/19    1:6K                                     Finn Dixon & Herling LLP 
 1/24/19  AQR Value Premium Master Acct, LP D/A         1/24/19    1:6K                                     Finn Dixon & Herling LLP 
 1/24/19  AQR Enhanced Style Premia Fd, LP  D/A         1/24/19    1:6K                                     Finn Dixon & Herling LLP 
 1/24/19  Trust for Professional Managers   N-Q        11/30/18    2:681K                                   US Bancorp Fund Svcs LLC Snow Capital Long/Short Opportunity FundSnow Capital Small Cap Value Fund
 1/24/19  Real Time Medical Systems, LLC    D           1/24/19    1:10K                                                             
 1/24/19  AQR Global Risk Premium Fd II, LP D/A         1/24/19    1:6K                                     Finn Dixon & Herling LLP 
 1/24/19  Bioniz Therapeutics, Inc.         D           1/24/19    1:8K                                     Broadridge Fin’l… Inc/FA 
____________
 ¹  Filing/Form Types: 
Type emoji
-A
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  497    Definitive Material.
  D    Notice of an Exempt Offering of Securities — Form D.
  F-6EF    Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  N-Q    Quarterly Portfolio Holdings Schedule by an Investment Company — Form N-Q.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   32   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sun., May 12, 7:41:57.4am ET