|
---|
As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
---|
|
---|
6/26/18 Billow Butler & Co., L.L.C. FOCUSN 12/31/17 1:2K SEC #7
6/26/18 Stonewall Invs Tennessee Inc. X-17A-5 12/31/17 1:2K SEC #7
6/26/18 Billow Butler & Co., L.L.C. X-17A-5 12/31/17 1:2K SEC #7
6/26/18 Templum Markets LLC X-17A-5/A 12/31/17 1:2K SEC #7
6/26/18 Agency Desk, LLC FOCUSN 11/30/17 1:2K SEC #7
6/26/18 Emerging Manager Advisors LLC FOCUSN 12/31/17 1:2K SEC #7
6/26/18 DWS Distributors, Inc. FOCUSN 12/31/17 1:2K SEC #7
6/26/18 Hudson Heritage Cap Mgmt, Inc. X-17A-5 12/31/17 1:2K SEC #7
6/26/18 Charles Towne Securities, LLC X-17A-5 9/30/17 1:2K SEC #7
6/26/18 DWS Distributors, Inc. X-17A-5 12/31/17 1:2K SEC #7
6/26/18 Emerging Manager Advisors LLC X-17A-5 12/31/17 1:2K SEC #7
6/26/18 FNBB Capital Markets, LLC X-17A-5 12/31/17 1:2K SEC #7
6/26/18 Agency Desk, LLC X-17A-5 11/30/17 1:2K SEC #7
6/26/18 Indiana Secs of Indianapolis, LLC X-17A-5 12/31/17 1:2K SEC #7
6/26/18‡ BlackRock Capital Inv Corp. EFFECT 6/26/18 1:2K SEC #5
6/26/18‡ Brookfield Property Partners L.P. EFFECT 6/26/18 1:2K SEC #5
6/26/18‡ Brookfield Property REIT Inc. EFFECT 6/26/18 1:2K SEC #5
6/26/18‡ Infrastructure & Energy Alte… Inc EFFECT 6/26/18 1:2K SEC #5
6/26/18‡ Priority Income Fund, Inc. EFFECT 6/26/18 1:2K SEC #5
6/26/18‡ HC Liquidating, Inc. EFFECT 6/26/18 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
|