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Effective Tuesday, 6/26/18
26
JUN


        

491  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/26/18  Billow Butler & Co., L.L.C.       FOCUSN     12/31/17    1:2K                                     SEC #7                   
 6/26/18  Stonewall Invs Tennessee Inc.     X-17A-5    12/31/17    1:2K                                     SEC #7                   
 6/26/18  Billow Butler & Co., L.L.C.       X-17A-5    12/31/17    1:2K                                     SEC #7                   
 6/26/18  Templum Markets LLC               X-17A-5/A  12/31/17    1:2K                                     SEC #7                   
 6/26/18  Agency Desk, LLC                  FOCUSN     11/30/17    1:2K                                     SEC #7                   
 6/26/18  Emerging Manager Advisors LLC     FOCUSN     12/31/17    1:2K                                     SEC #7                   
 6/26/18  DWS Distributors, Inc.            FOCUSN     12/31/17    1:2K                                     SEC #7                   
 6/26/18  Hudson Heritage Cap Mgmt, Inc.    X-17A-5    12/31/17    1:2K                                     SEC #7                   
 6/26/18  Charles Towne Securities, LLC     X-17A-5     9/30/17    1:2K                                     SEC #7                   
 6/26/18  DWS Distributors, Inc.            X-17A-5    12/31/17    1:2K                                     SEC #7                   
 6/26/18  Emerging Manager Advisors LLC     X-17A-5    12/31/17    1:2K                                     SEC #7                   
 6/26/18  FNBB Capital Markets, LLC         X-17A-5    12/31/17    1:2K                                     SEC #7                   
 6/26/18  Agency Desk, LLC                  X-17A-5    11/30/17    1:2K                                     SEC #7                   
 6/26/18  Indiana Secs of Indianapolis, LLC X-17A-5    12/31/17    1:2K                                     SEC #7                   
 6/26/18 BlackRock Capital Inv Corp.       EFFECT      6/26/18    1:2K                                     SEC #5                   
 6/26/18Brookfield Property Partners L.P. EFFECT      6/26/18    1:2K                                     SEC #5                   
 6/26/18Brookfield Property REIT Inc.     EFFECT      6/26/18    1:2K                                     SEC #5                   
 6/26/18Infrastructure & Energy Alte… Inc EFFECT      6/26/18    1:2K                                     SEC #5                   
 6/26/18Priority Income Fund, Inc.        EFFECT      6/26/18    1:2K                                     SEC #5                   
 6/26/18HC Liquidating, Inc.              EFFECT      6/26/18    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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