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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 NYSE American LLC 19B-4E 11/1/17 1:2K SEC #7
11/1/17 Cboe BZX Exchange, Inc. 19B-4E 11/1/17 1:2K SEC #7
11/1/17 Cboe BYX Exchange, Inc. 19B-4E 11/1/17 1:2K SEC #7
11/1/17 Cboe EDGA Exchange, Inc. 19B-4E 11/1/17 1:2K SEC #7
11/1/17 Cboe EDGX Exchange, Inc. 19B-4E 11/1/17 1:2K SEC #7
11/1/17‡ NextSource Materials Inc. EFFECT 11/1/17 1:2K SEC #5
11/1/17‡ Republic of Turkey EFFECT 11/1/17 1:2K SEC #5
11/1/17‡ Spero Therapeutics, Inc. EFFECT 11/1/17 1:2K SEC #5
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. |
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