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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/14/17 TriplePoint Venture Growth … Corp CERTNYS 7/14/17 1:2K SEC #7
7/14/17 NYSE Chicago, Inc. 19B-4E 7/14/17 1:2K SEC #7
7/14/17 NYSE Chicago, Inc. 19B-4E 7/14/17 1:2K SEC #7
7/14/17 NYSE Chicago, Inc. 19B-4E 7/14/17 1:2K SEC #7
7/14/17 Peabody Energy Corp. CERTNYS 7/14/17 1:2K SEC #7
7/14/17‡ Allspring Funds Trust EFFECT 7/14/17 1:27K SEC #5
→ Allspring Target 2010 Fund
→ Allspring Target 2015 Fund
→ Allspring Target 2020 Fund
→ Allspring Target 2025 Fund
→ Allspring Target 2030 Fund
→ Allspring Target 2035 Fund
→ Allspring Target 2040 Fund
→ Allspring Target 2045 Fund
→ Allspring Target 2050 Fund
→ Allspring Target 2055 Fund
→ Allspring Target 2060 Fund
→ Allspring Target Today Fund
7/14/17‡ Crown Holdings Inc. EFFECT 7/14/17 1:10K SEC #5
CR USA, Inc.
Crown Americas Capital Corp. V
CROWN Americas LLC
CROWN Beverage Packaging Puerto Rico, Inc.
Crown Beverage Packaging, LLC
Crown Consultants Inc.
Crown Cork & Seal Co. De LLC
Crown Cork & Seal Co. Inc.
CROWN Cork & Seal USA, Inc.
Crown Financial Corp.
Crown International Holdings Inc.
CROWN Packaging Technology, Inc.
Foreign Manufacturers Finance Corp.
7/14/17‡ Hostess Brands, Inc. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ Himax Technologies, Inc. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ Mannkind Corp. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ US Alliance Corp. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ First Community Corp./SC EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ John Hancock Life Ins Co (USA)… A EFFECT 7/14/17 1:3K SEC #5
→ John Hancock Life Insurance Co. (USA) Separate Account A
7/14/17‡ Peabody Energy Corp. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ Reata Pharmaceuticals Inc. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ Humanigen, Inc. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ Yatra Online, Inc. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ Bofat Investment Inc. QUALIF 7/14/17 1:2K SEC #4
7/14/17‡ Jakks Pacific Inc. EFFECT 7/14/17 1:2K SEC #5
7/14/17‡ Groundfloor Finance Inc. QUALIF 7/14/17 1:2K SEC #4
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. | | QUALIF | SEC Notice of Qualification. | | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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