As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

12/21/16  Torq Capital Management (HK) Ltd. ADV-NR     12/21/16    1:2K                                     SEC #7                   
12/21/16  Entoro Securities, LLC            X-17A-5     9/30/16    1:2K                                     SEC #7                   
12/21/16  Cboe BYX Exchange, Inc.           19B-4E     12/21/16    1:2K                                     SEC #7                   
12/21/16  Cboe BZX Exchange, Inc.           19B-4E     12/21/16    1:2K                                     SEC #7                   
12/21/16  Cboe EDGA Exchange, Inc.          19B-4E     12/21/16    1:2K                                     SEC #7                   
12/21/16  Cboe EDGX Exchange, Inc.          19B-4E     12/21/16    1:2K                                     SEC #7                   
12/21/16  NASDAQ Stock Market LLC           19B-4E     12/21/16    1:2K                                     SEC #7                   
12/21/16  Calton & Associates, Inc.         X-17A-5/A   9/30/16    1:2K                                     SEC #7                   
12/21/16‡ Audioeye Inc.                     EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ Blackrock Floating Rate Inco… Inc EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ CASI Pharmaceuticals, Inc. (DE)   EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ Delta Apparel, Inc.               EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ Independent Bank Group, Inc.      EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ Par Pacific Holdings, Inc.        EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ Republic of Korea                 EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ First Tr Sr Floating Rate 202… Fd EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ Guggenheim Enhanced Equity In… Fd EFFECT     12/21/16    1:3K                                     SEC #5                   
12/21/16‡ Heyu Leisure Holidays Corp.       EFFECT     12/21/16    1:2K                                     SEC #5                   
12/21/16‡ First Tr Sr Floating Rate 202… Fd N-2MEF     12/21/16    5:44K                                    Fitzgerald Marke… LLC/FA 
12/21/16‡ Byrna Technologies Inc.           D/A        12/21/16    1:8K                                     Hinckley Allen & Sn… LLP 

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	ADV-NR	Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR.
	D	Notice of an Exempt Offering of Securities — Form D.
	EFFECT	SEC Notice of Effectiveness.
	N-2MEF	Registration Statement to Add Securities to a Prior Form N-2 Registration.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.