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Effective Tuesday, 5/17/16
17
MAY


        

613  Filings
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 ·  Click on a Filing/Form Type¹
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/17/16  RDM Investment Services, LLC      FOCUSN     12/31/15    1:2K                                     SEC #7                   
 5/17/16  Shasta Partners, LLC              X-17A-5     3/31/16    1:2K                                     SEC #7                   
 5/17/16  Carr Riggs & Ingram Cap Advs LLC  X-17A-5    12/31/15    1:2K                                     SEC #7                   
 5/17/16 Veritiv Corp.                     EFFECT      5/17/16    1:2K                                     SEC #5                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  NYSE Chicago, Inc.                19B-4E      5/17/16    1:2K                                     SEC #7                   
 5/17/16  Citibank, N.A./ADR                F-6 POS     5/17/16    2:405K Rediff Com India Ltd.             E-Data Systems, Inc./FA  
 5/17/16  Four G Holdings Corp.             D           5/17/16    1:7K                                     Ellenoff Grossman &… LLP 
 5/17/16BNC Bancorp                       EFFECT      5/17/16    1:2K                                     SEC #5                   
 5/17/16Nuveen Unit Inv Trust, Series 134 EFFECT      5/17/16    1:2K                                     SEC #5                   
 5/17/16Phaserx, Inc.                     EFFECT      5/17/16    1:2K                                     SEC #5                   
 5/17/16Tallgrass Energy Partners, LP     EFFECT      5/17/16    1:2K                                     SEC #5                   
 5/17/16Dominion Energy Midstream Par… LP EFFECT      5/17/16    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  D    Notice of an Exempt Offering of Securities — Form D.
  EFFECT    SEC Notice of Effectiveness.
  F-6 POS    Post-Effective Amendment of an ‘F-6EF’ Registration — Form F-6.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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