As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 2/29/16  Aag Capital, Inc.                 X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  The Spartan Group                 X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16‡ The Spartan Group                 X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Boston Partners Secs, L.L.C.      X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Boston Partners Secs, L.L.C.      X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Boston Partners Secs, L.L.C.      X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Owl Creek Asset Mgmt Marketi… LLC FOCUSN     12/31/15    1:2K                                     SEC #7                   
 2/29/16  Cca Capital LLC                   FOCUSN/A   12/31/15    1:2K                                     SEC #7                   
 2/29/16  Long Island Financial Group, Inc. X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Catalytic Capital, LLC            X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Westminster Inv Group, Inc.       X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Catalytic Capital, LLC            FOCUSN/A   12/31/15    1:2K                                     SEC #7                   
 2/29/16‡ Burnham & Flower Financial, Inc.  X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  UBS Securities LLC                FOCUSN     12/31/15    1:2K                                     SEC #7                   
 2/29/16  UBS Securities LLC                X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  Cca Capital LLC                   X-17A-5    12/31/15    1:2K                                     SEC #7                   
 2/29/16  MFS Fund Distributors, Inc.       FOCUSN/A   12/31/15    1:2K                                     SEC #7                   
 2/29/16  Continuity Partners Group, LLC    FOCUSN     12/31/15    1:2K                                     SEC #7                   
 2/29/16  Cambridge Inv Research, Inc.      FOCUSN     12/31/15    1:2K                                     SEC #7                   
 2/29/16  World Trend Fin’l Planning S… Ltd X-17A-5/A  12/31/15    1:2K                                     SEC #7                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -K
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
	F	This Filing was Deleted by the SEC, but not by SEC Info℠.  See our Deletion Policy.