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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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8/17/15 Cboe BZX Exchange, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 Cboe BYX Exchange, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 Cboe EDGA Exchange, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 Cboe EDGX Exchange, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 NYSE Arca, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 NYSE Arca, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 NYSE Arca, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 NYSE Arca, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 NYSE Arca, Inc. 19B-4E 8/17/15 1:2K SEC #7
8/17/15 Catalyst Biosciences, Inc. ARS 12/31/14 1:2K SEC #7
8/17/15‡ BG Worldwide Securities, Inc. X-17A-5 6/30/15 1:2K SEC #7
8/17/15‡ Guggenheim Defined Ports Se… 1346 EFFECT 8/17/15 1:2K SEC #5
8/17/15‡ Guggenheim Defined Ports Se… 1349 EFFECT 8/17/15 1:2K SEC #5
8/17/15‡ Merchants Bancshares Inc. EFFECT 8/17/15 1:2K SEC #5
8/17/15‡ Quotient Ltd. EFFECT 8/17/15 1:2K SEC #5
8/17/15‡ Benitec Biopharma LTD/ADR EFFECT 8/17/15 1:2K SEC #5
8/17/15‡ Incapital Unit Trust, Series 88 EFFECT 8/17/15 1:2K SEC #5
8/17/15‡ Morgan Stanley Inst’l Fund Inc. EFFECT 8/17/15 1:7K SEC #5
→ Emerging Markets Domestic Debt Portfolio
→ Emerging Markets Fixed Income Opportunities Portfolio
8/17/15‡ VanEck Merk Gold Trust EFFECT 8/17/15 1:2K SEC #5
8/17/15‡ American Fiber Green Prods, Inc. NT 10-Q 6/30/15 1:21K Discount Edgar/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ARS | Annual Report to Security Holders. | | EFFECT | SEC Notice of Effectiveness. | | NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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