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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/15/15‡ Guggenheim Defined Ports Se… 1302 EFFECT 4/15/15 1:2K SEC #5
4/15/15 Fin’l Resolutions of America Corp 2-A 4/15/15 1:2K SEC #7
4/15/15 Key Energy Services Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 Glen Burnie Bancorp ARS 12/31/14 1:2K SEC #7
4/15/15 AAC Holdings, Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 Adeptus Health Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 DreamWorks Animation, LLC ARS 12/31/14 1:2K SEC #7
4/15/15 CB Financial Services, Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 XPO, Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 Jason Industries, Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 Bausch Health Companies Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 Skyworks Solutions, Inc. ARS 10/3/14 1:2K SEC #7
4/15/15 Quest Diagnostics Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 Wintrust Financial Corp. ARS 12/31/14 1:2K SEC #7
4/15/15 Xoom Corp. ARS 12/31/14 1:2K SEC #7
4/15/15 Community Shores Bank Corp. ARS 12/31/14 1:2K SEC #7
4/15/15 PHI Group, Inc./DE ARS 12/31/14 1:2K SEC #7
4/15/15 Ascent Industries Co. ARS 1/3/15 1:2K SEC #7
4/15/15 Continental Building Prods, Inc. ARS 12/31/14 1:2K SEC #7
4/15/15 Vector Group Ltd. ARS 12/31/14 1:2K SEC #7
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 2-A | Report of Sales of Securities — Form 2-A. | | ARS | Annual Report to Security Holders. | | EFFECT | SEC Notice of Effectiveness. |
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