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Effective Tuesday, 1/20/15
20
JAN


        

474  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/20/15  NASDAQ Stock Market LLC           19B-4E      1/20/15    1:2K                                     SEC #7                   
 1/20/15  NASDAQ Stock Market LLC           19B-4E      1/20/15    1:2K                                     SEC #7                   
 1/20/15  Fitzroy Inv Advisors US Sarl      ADV-NR      1/20/15    1:2K                                     SEC #7                   
 1/20/15  Alpha Natural Resources, Inc.     NO ACT     12/26/14    1:2K                                     SEC #7                   
 1/20/15  Int’l Business Machines Corp.     NO ACT     12/18/14    1:2K                                     SEC #7                   
 1/20/15  Berkshire Hathaway Inc.           NO ACT      1/16/15    1:2K                                     SEC #7                   
 1/20/15  TWDC Enterprises 18 Corp.         ARS         9/30/14    1:2K                                     SEC #7                   
 1/20/15  Super Micro Computer, Inc.        ARS         6/30/14    1:2K                                     SEC #7                   
 1/20/15  Lincolnway Energy, LLC            ARS         9/30/14    1:2K                                     SEC #7                   
 1/20/15  Edesa Biotech, Inc.               ARS        12/31/14    1:2K                                     SEC #7                   
 1/20/15  BRT Apartments Corp.              ARS         9/30/14    1:2K                                     SEC #7                   
 1/20/15  Emulex Corp./DE                   ARS         6/29/14    1:2K                                     SEC #7                   
 1/20/15  Asian Development Bank            SUPPL       1/20/15    1:2K                                     SEC #7                   
 1/20/15  Asian Development Bank            SUPPL       1/20/15    1:2K                                     SEC #7                   
 1/20/15 Star Wealth Group Inc.            EFFECT      1/20/15    1:2K                                     SEC #5                   
 1/20/15Tate & Lyle plc/ADR               EFFECT      1/20/15    1:2K                                     SEC #5                   
 1/20/15Sonoma Pharmaceuticals, Inc.      EFFECT      1/20/15    1:2K                                     SEC #5                   
 1/20/15American Coastal Insurance Corp.  EFFECT      1/20/15    1:2K                                     SEC #5                   
 1/20/15Lake Sunapee Bank Group           EFFECT      1/20/15    1:2K                                     SEC #5                   
 1/20/15Frontera Group Inc.               EFFECT      1/20/15    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ADV-NR    Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR.
  ARS    Annual Report to Security Holders.
  EFFECT    SEC Notice of Effectiveness.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  SUPPL    Supplemental Material by a Foreign Issuer.
 
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