As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

10/23/14‡ ETF Series Solutions              CERTNAS    10/23/14    1:2K                                     SEC #7                   
10/23/14  NASDAQ Stock Market LLC           19B-4E     10/23/14    1:2K                                     SEC #7                   
10/23/14  TWDC Enterprises 18 Corp.         NO ACT     10/23/14    1:2K                                     SEC #7                   
10/23/14  Visa Inc.                         NO ACT     10/22/14    1:2K                                     SEC #7                   
10/23/14  Endostim, Inc.                    CERTNAS    10/23/14    1:2K                                     SEC #7                   
10/23/14  Yuma Energy, Inc.                 CERTNYS    10/23/14    1:2K                                     SEC #7                   
10/23/14  Titan Energy, LLC                 CERTNYS    10/23/14    1:2K                                     SEC #7                   
10/23/14  New Senior Investment Group Inc.  CERTNYS    10/23/14    1:2K                                     SEC #7                   
10/23/14  Axion Power International, Inc.   CERTNAS    10/23/14    1:2K                                     SEC #7                   
10/23/14‡ QVC Inc.                          EFFECT     10/23/14    1:7K                                     SEC #5                   
          Affiliate Investment, Inc.
          Affiliate Relations Holdings, Inc.
          AMI 2, Inc.
          ER Marks, Inc.
          QVC International LLC
          QVC Rocky Mount, Inc.
          QVC San Antonio, LLC
10/23/14‡ 22nd Century Group, Inc.          EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ Agenus Inc.                       EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ CoreSite Realty Corp.             EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ FT 5091                           EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ First Midwest Bancorp Inc.        EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ Apollo Endosurgery, Inc.          EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ Arauco & Constitution Pulp Inc.   EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ NightHawk Biosciences, Inc.       EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ Axion Power International, Inc.   EFFECT     10/23/14    1:2K                                     SEC #5                   
10/23/14‡ Rezolute, Inc.                    EFFECT     10/23/14    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	CERTNAS	Certification by the Nasdaq Stock Market Approving a Listing — Form CERT.
	CERTNYS	Certification by the NYSE Approving a Listing — Form CERT.
	EFFECT	SEC Notice of Effectiveness.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.