As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 9/19/14  The Tidal Group, Inc.             X-17A-5    12/31/13    1:2K                                     SEC #7                   
 9/19/14  Timecapital Securities Corp.      X-17A-5     3/31/14    1:2K                                     SEC #7                   
 9/19/14  Cboe EDGX Exchange, Inc.          19B-4E      9/19/14    1:2K                                     SEC #7                   
 9/19/14  Cboe EDGA Exchange, Inc.          19B-4E      9/19/14    1:2K                                     SEC #7                   
 9/19/14  Cboe BYX Exchange, Inc.           19B-4E      9/19/14    1:2K                                     SEC #7                   
 9/19/14  Cboe BZX Exchange, Inc.           19B-4E      9/19/14    1:2K                                     SEC #7                   
 9/19/14  Timecapital Securities Corp.      X-17A-5     3/31/14    1:2K                                     SEC #7                   
 9/19/14  The Tidal Group, Inc.             X-17A-5    12/31/13    1:2K                                     SEC #7                   
 9/19/14  CNX Midstream Partners LP         CERTNYS     9/19/14    1:2K                                     SEC #7                   
 9/19/14  Smart & Final Stores, Inc.        CERTNYS     9/19/14    1:2K                                     SEC #7                   
 9/19/14  Mediobanca Securities USA LLC     X-17A-5     6/30/14    1:2K                                     SEC #7                   
 9/19/14  Hagen Securities, Inc.            X-17A-5/A   6/30/14    1:2K                                     SEC #7                   
 9/19/14  First Georgetown Securities, Inc. X-17A-5     7/25/14    1:2K                                     SEC #7                   
 9/19/14  TCG Financial Series Trust IX     497         9/19/14    1:330K                                   Mutual Sharehold… LLC/FA 
          → TCG Select Money Market Fund
 9/19/14‡ BlackRock Resources & Commodi… Tr EFFECT      9/19/14    1:2K                                     SEC #5                   
 9/19/14‡ Eco-Stim Energy Solutions, Inc.   EFFECT      9/19/14    1:2K                                     SEC #5                   
 9/19/14‡ Gramercy Property Trust Inc.      EFFECT      9/19/14    1:2K                                     SEC #5                   
 9/19/14‡ Green Brick Partners, Inc.        EFFECT      9/19/14    1:2K                                     SEC #5                   
 9/19/14‡ Uranium Energy Corp.              EFFECT      9/19/14    1:2K                                     SEC #5                   
 9/19/14‡ Nat’l Rural Utilities Co… Corp/DC EFFECT      9/19/14    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	497	Definitive Material.
	CERTNYS	Certification by the NYSE Approving a Listing — Form CERT.
	EFFECT	SEC Notice of Effectiveness.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
	F	This Filing was Deleted by the SEC, but not by SEC Info℠.  See our Deletion Policy.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.