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Effective Friday, 6/27/14
27
JUN


        

1,031  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/27/14  Nat’l Pension & Gp Consultan… Inc X-17A-5     4/30/13    1:2K                                     SEC #7                   
 6/27/14  K.W. Chambers & Co.               X-17A-5     4/30/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
 6/27/14  Nasdaq PHLX LLC                   19B-4E      6/27/14    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
   F   This Filing was Deleted by the SEC, but not by SEC Info.  See our Deletion Policy.
 
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