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Effective Monday, 11/25/13
25
NOV


        

705  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
11/25/13  Means Investment Co., Inc.        X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  L.M. Kohn & Co.                   X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  Raymond James (USA) Ltd.          X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/15/13  Price Rowe T Services Inc./TA     TA-1/A     11/25/13    1:6K                                     T Rowe Price Cap Ap… Inc 
11/15/13  Price Rowe T Retirement P… Inc/TA TA-1/A     11/25/13    1:6K                                     T Rowe Price Cap Ap… Inc 
11/25/13  Searle & Co.                      FOCUSN      9/30/13    1:2K                                     SEC #7                   
11/25/13  Bernardi Securities, Inc.         FOCUSN      9/30/13    1:2K                                     SEC #7                   
11/25/13  Alton Securities Group Inc.       X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  Searle & Co.                      X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  Ryan Financial, Inc.              X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  Perryman Securities, Inc.         X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  Shearman, Ralston Inc.            X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  Quattro M Securities Inc.         X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  GSH Advisory Services, Inc.       X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  FCC Investments, Inc.             X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  Bernardi Securities, Inc.         X-17A-5     9/30/13    1:2K                                     SEC #7                   
11/25/13  FNCB Bancorp, Inc.                ARS        12/31/12    1:2K                                     SEC #7                   
11/25/13  Putnam Funds Trust                24F-2NT     8/31/13    1:32K                                    Putnam Arizona Tax E… Fd Putnam Emerging Markets Equity FundPutnam Focused Equity FundPutnam Global Communications FundPutnam Global Consumer FundPutnam Global Energy FundPutnam Global Financials FundPutnam Global Technology FundPutnam Retirement Income Fund Lifestyle 2
11/25/13  Maiden Holdings, Ltd.             CERTNYS    11/25/13    1:2K                                     SEC #7                   
11/25/13  Maiden Holdings North America Ltd CERTNYS    11/25/13    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
  24F-2NT    Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
  ARS    Annual Report to Security Holders.
  CERTNYS    Certification by the NYSE Approving a Listing — Form CERT.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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