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¹ | Filing/Form Types: |
| 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. |
| ARS | Annual Report to Security Holders. |
| CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. |
| FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |