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Effective Thursday, 11/7/13
7
NOV


        

493  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
10/28/13  Brown Brothers Harriman & Co.     TA-1/A      11/7/13    1:20K                                                             
 11/7/13  Global X Funds                    CERTARCA    11/7/13    1:2K                                     SEC #7                   
 11/7/13  GUE Liquidation Companies, Inc.   S-8         11/7/13    4:237K                                   Toppan Merrill/FA        
 11/7/13  Znomics, Inc.                     D           11/7/13    1:9K                                     Maslon Edelman B… LLP/FA 
 11/7/13 Athersys, Inc./New                EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Boise Cascade Co.                 EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Mattson Technology Inc.           EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13BGSF, Inc.                        EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13FT 4485                           EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13NMI Holdings, Inc.                EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13J.G. Wentworth Co.                EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13LGL Group Inc.                    EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Camco Financial Corp.             EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Eros Media World plc              EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Kopin Corp.                       EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Montalvo Spirits, Inc.            EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Riverview Financial Corp.         EFFECT      11/7/13    1:2K                                     SEC #5                   
 11/7/13Southern Hills, LP                D           11/7/13    1:6K                                                              
 11/7/13Bristow Group Inc.                S-8         11/7/13    3:83K                                    Donnelley … Solutions/FA 
 11/7/13  Hi Tech Pharmacal Co. Inc.        DEFM14A     11/7/13    1:1.9M                                   Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  CERTARCA    Certification by the NYSE Archipelago Approving a Listing — Form CERT.
  D    Notice of an Exempt Offering of Securities — Form D.
  DEFM14A    Definitive Proxy Statement – Merger or Acquisition — Schedule 14A.
  EFFECT    SEC Notice of Effectiveness.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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