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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| CERTARCA | Certification by the NYSE Archipelago Approving a Listing — Form CERT. |
| D | Notice of an Exempt Offering of Securities — Form D. |
| DEFM14A | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A. |
| EFFECT | SEC Notice of Effectiveness. |
| S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |