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Effective Friday, 10/25/13
25
OCT


        

825  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGX Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGA Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGA Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGA Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Cboe EDGA Exchange, Inc.          19B-4E     10/25/13    1:2K                                     SEC #7                   
10/25/13  Coastway Bancorp, Inc.            SE         10/25/13    1:2K                                     SEC #7                   
10/25/13 First Partners Bank Inv Division  EFFECT     10/25/13    1:2K                                     SEC #5                   
10/25/13  Joe Jolly & Co., Inc.             FOCUSN      8/31/13    1:2K                                     SEC #7                   
10/25/13  Joe Jolly & Co., Inc.             X-17A-5     8/31/13    1:2K                                     SEC #7                   
10/25/13  Standex International Corp./DE    ARS         6/30/13    1:2K                                     SEC #7                   
10/25/13  Citibank, N.A./ADR                F-6EF      10/25/13    4:262K Indofood Agri Resources Ltd.      E-Data Systems, Inc./FA  
10/25/13  Citibank, N.A./ADR                F-6EF      10/25/13    4:268K Jardine Cycle & Carriage Ltd.     E-Data Systems, Inc./FA  
10/25/13  Citibank, N.A./ADR                F-6EF      10/25/13    4:267K Golden Agri-Resources Ltd.        E-Data Systems, Inc./FA  
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ARS    Annual Report to Security Holders.
  EFFECT    SEC Notice of Effectiveness.
  F-6EF    Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  SE    Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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