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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGX Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGA Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGA Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGA Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Cboe EDGA Exchange, Inc. 19B-4E 10/25/13 1:2K SEC #7
10/25/13 Coastway Bancorp, Inc. SE 10/25/13 1:2K SEC #7
10/25/13‡ First Partners Bank Inv Division EFFECT 10/25/13 1:2K SEC #5
10/25/13 Joe Jolly & Co., Inc. FOCUSN 8/31/13 1:2K SEC #7
10/25/13 Joe Jolly & Co., Inc. X-17A-5 8/31/13 1:2K SEC #7
10/25/13 Standex International Corp./DE ARS 6/30/13 1:2K SEC #7
10/25/13 Citibank, N.A./ADR F-6EF 10/25/13 4:262K Indofood Agri Resources Ltd. E-Data Systems, Inc./FA
10/25/13 Citibank, N.A./ADR F-6EF 10/25/13 4:268K Jardine Cycle & Carriage Ltd. E-Data Systems, Inc./FA
10/25/13 Citibank, N.A./ADR F-6EF 10/25/13 4:267K Golden Agri-Resources Ltd. E-Data Systems, Inc./FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ARS | Annual Report to Security Holders. | | EFFECT | SEC Notice of Effectiveness. | | F-6EF | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | SE | Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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