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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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6/17/13 Pedder Street Asia Ltd. ADV-NR 6/17/13 1:2K SEC #7
6/17/13 NYSE Chicago, Inc. 19B-4E 6/17/13 1:2K SEC #7
6/17/13 Cheetah Inv Management Ltd. ADV-NR 6/17/13 1:2K SEC #7
6/17/13 TD Securities (USA) LLC X-17A-5 4/30/13 1:2K SEC #7
6/17/13 Oscar Gruss & Son Inc. FOCUSN 2/28/13 1:2K SEC #7
6/17/13‡ FG Advisors, LLC X-17A-5 12/31/12 1:2K SEC #7
6/17/13‡ Omni Financial Securities, Inc. X-17A-5 12/31/12 1:2K SEC #7
6/17/13‡ Gulfstar Group I, Ltd. X-17A-5 12/31/12 1:2K SEC #7
6/17/13‡ Medalist Securities Inc. X-17A-5 12/31/12 1:2K SEC #7
6/17/13 PEAK6 Capital Management LLC X-17A-5 2/28/13 1:2K SEC #7
6/17/13 Oscar Gruss & Son Inc. X-17A-5 2/28/13 1:2K SEC #7
6/17/13 Franklin Street Securities, Inc. X-17A-5 12/31/12 1:2K SEC #7
6/17/13 Avx Corp. ARS 3/31/13 1:2K SEC #7
6/17/13‡ Ska Securities, Inc. X-17A-5 6/30/12 1:2K SEC #7
6/17/13‡ Constellation Brands, Inc. ARS 2/28/13 1:2K SEC #7
6/17/13 Tile Shop Holdings, Inc. ARS 12/31/12 1:2K SEC #7
6/17/13 Territorial Bancorp Inc. ARS 12/31/12 1:2K SEC #7
6/17/13 Universal Display Corp./PA ARS 12/31/12 1:2K SEC #7
6/17/13 McGrath Rentcorp ARS 12/31/12 1:2K SEC #7
6/17/13 RH ARS 2/2/13 1:2K SEC #7
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ADV-NR | Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR. | | ARS | Annual Report to Security Holders. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | F | This Filing was Deleted by the SEC, but not by SEC Info℠. See our Deletion Policy. |
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