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Effective Monday, 6/17/13
17
JUN


        

361  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/17/13  Pedder Street Asia Ltd.           ADV-NR      6/17/13    1:2K                                     SEC #7                   
 6/17/13  NYSE Chicago, Inc.                19B-4E      6/17/13    1:2K                                     SEC #7                   
 6/17/13  Cheetah Inv Management Ltd.       ADV-NR      6/17/13    1:2K                                     SEC #7                   
 6/17/13  TD Securities (USA) LLC           X-17A-5     4/30/13    1:2K                                     SEC #7                   
 6/17/13  Oscar Gruss & Son Inc.            FOCUSN      2/28/13    1:2K                                     SEC #7                   
 6/17/13 FG Advisors, LLC                  X-17A-5    12/31/12    1:2K                                     SEC #7                   
 6/17/13Omni Financial Securities, Inc.   X-17A-5    12/31/12    1:2K                                     SEC #7                   
 6/17/13Gulfstar Group I, Ltd.            X-17A-5    12/31/12    1:2K                                     SEC #7                   
 6/17/13Medalist Securities Inc.          X-17A-5    12/31/12    1:2K                                     SEC #7                   
 6/17/13  PEAK6 Capital Management LLC      X-17A-5     2/28/13    1:2K                                     SEC #7                   
 6/17/13  Oscar Gruss & Son Inc.            X-17A-5     2/28/13    1:2K                                     SEC #7                   
 6/17/13  Franklin Street Securities, Inc.  X-17A-5    12/31/12    1:2K                                     SEC #7                   
 6/17/13  Avx Corp.                         ARS         3/31/13    1:2K                                     SEC #7                   
 6/17/13Ska Securities, Inc.              X-17A-5     6/30/12    1:2K                                     SEC #7                   
 6/17/13Constellation Brands, Inc.        ARS         2/28/13    1:2K                                     SEC #7                   
 6/17/13  Tile Shop Holdings, Inc.          ARS        12/31/12    1:2K                                     SEC #7                   
 6/17/13  Territorial Bancorp Inc.          ARS        12/31/12    1:2K                                     SEC #7                   
 6/17/13  Universal Display Corp./PA        ARS        12/31/12    1:2K                                     SEC #7                   
 6/17/13  McGrath Rentcorp                  ARS        12/31/12    1:2K                                     SEC #7                   
 6/17/13  RH                                ARS          2/2/13    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ADV-NR    Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR.
  ARS    Annual Report to Security Holders.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
   F   This Filing was Deleted by the SEC, but not by SEC Info.  See our Deletion Policy.
 
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