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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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8/24/11 Sequoia Equities Securities Corp. FOCUSN 6/30/11 1:2K SEC #7
8/24/11 Wadsworth Investment Co., Inc. X-17A-5/A 4/30/11 1:2K SEC #7
8/24/11 Cboe EDGX Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGX Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGX Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGX Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGX Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGA Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGA Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGA Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGA Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Cboe EDGA Exchange, Inc. 19B-4E 8/24/11 1:2K SEC #7
8/24/11 Commonwealth Australia Secs LLC X-17A-5 6/30/11 1:2K SEC #7
8/24/11 Int’l Money Mgmt Group, Inc. X-17A-5 6/30/11 1:2K SEC #7
8/24/11 Indiana Merchant Banking & B… Inc X-17A-5 6/30/11 1:2K SEC #7
8/24/11 Winklevoss Insurance Agency, LLC X-17A-5 6/30/11 1:2K SEC #7
8/24/11 Philadelphia Investors, Ltd. X-17A-5 6/30/11 1:2K SEC #7
8/24/11 Partners Investment Network, Inc. X-17A-5 6/30/11 1:2K SEC #7
8/24/11 America’s Growth Capital, LLC X-17A-5 6/30/11 1:2K SEC #7
8/24/11 Avondale Partners, LLC X-17A-5 6/30/11 1:2K SEC #7
____________ | ¹ | Filing/Form Types: -U | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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