 |
|---|
| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
|---|
|
|---|
5/23/11 Alyeska Investment Group, L.P. 13FCONP 9/30/10 1:2K SEC #7
5/23/11 Alyeska Investment Group, L.P. 13FCONP 6/30/10 1:2K SEC #7
5/23/11 Caldwell Int’l Securities Corp. X-17A-5 3/31/11 1:2K SEC #7
5/23/11 NYSE Arca, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 NYSE Arca, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 Cboe BYX Exchange, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 Cboe BYX Exchange, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 Cboe BYX Exchange, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 Cboe BZX Exchange, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 Cboe BZX Exchange, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 Cboe BZX Exchange, Inc. 19B-4E 5/23/11 1:2K SEC #7
5/23/11 Morris Group, Inc. X-17A-5 3/31/11 1:2K SEC #7
5/23/11 First Honolulu Securities, Inc. X-17A-5 3/31/11 1:2K SEC #7
5/23/11 MC Asset Mgmt Americas, Ltd. FOCUSN 3/31/11 1:2K SEC #7
5/23/11 MC Asset Mgmt Americas, Ltd. X-17A-5 3/31/11 1:2K SEC #7
5/23/11 Independence Realty Secs, LLC. X-17A-5/A 12/31/10 1:2K SEC #7
5/23/11 Ridgewood Securities Corp. X-17A-5 3/31/11 1:2K SEC #7
5/23/11 Cash App Investing LLC X-17A-5 12/31/10 1:2K SEC #7
5/23/11 Verifone Systems, Inc. ARS 10/31/10 1:2K SEC #7
5/23/11 First Guaranty Bancshares, Inc. ARS 12/31/10 1:2K SEC #7
| ____________ | | ¹ | Filing/Form Types: | | 13FCONP | Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ARS | Annual Report to Security Holders. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
|
