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Effective Thursday, 9/9/10
9
SEP


        

364  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9/9/10  Cboe BZX Exchange, Inc.           19B-4E       9/9/10    1:2K                                     SEC #7                   
  9/9/10  Pathway Capital Management, LP    ADV-E        9/9/10    1:2K                                     SEC #7                   
  9/9/10  Pinnacle Partners Financial Corp. X-17A-5     6/30/10    1:2K                                     SEC #7                   
  9/9/10  Ekimas Corp.                      ARS         3/31/10    1:2K                                     SEC #7                   
  9/9/10  Neogen Corp.                      ARS         5/31/10    1:2K                                     SEC #7                   
  9/9/10  Applied Industrial Techs Inc.     ARS         6/30/10    1:2K                                     SEC #7                   
  9/9/10  Golden Enterprises Inc.           ARS         5/28/10    1:2K                                     SEC #7                   
  9/9/10  Kimball International Inc.        ARS         6/30/10    1:2K                                     SEC #7                   
  9/9/10  Parlux Fragrances Inc.            ARS         3/31/10    1:2K                                     SEC #7                   
  9/9/10  National Beverage Corp.           ARS          5/1/10    1:2K                                     SEC #7                   
  9/9/10  Mondi plc                         SUPPL        9/9/10    1:2K                                     SEC #7                   
  9/9/10  TT&T Public Co. Ltd./FI           SUPPL        9/9/10    1:2K                                     SEC #7                   
  9/9/10  William Hill plc                  SUPPL        9/9/10    1:1K                                     SEC #7                   
  9/9/10 Corcept Therapeutics Inc.         EFFECT       9/9/10    1:2K                                     SEC #5                   
  9/9/10Flowerkist Skin Care & Cosme… Inc EFFECT       9/9/10    1:2K                                     SEC #5                   
  9/9/10Griffin-American Healthcare … Inc EFFECT       9/9/10    1:2K                                     SEC #5                   
  9/9/10Microvision, Inc.                 EFFECT       9/9/10    1:2K                                     SEC #5                   
  9/9/10Quidel Corp./DE                   EFFECT       9/9/10    1:2K                                     SEC #5                   
  9/9/10Santander Drive Auto Recs LLC     EFFECT       9/9/10    1:2K                                     SEC #5                   
  9/9/10Van Kampen Unit Trs Series 1023   EFFECT       9/9/10    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ADV-E    Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
  ARS    Annual Report to Security Holders.
  EFFECT    SEC Notice of Effectiveness.
  SUPPL    Supplemental Material by a Foreign Issuer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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