As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

11/28/08  Vfinance Investments, Inc.        X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  Raymond James (USA) Ltd.          FOCUSN      9/30/08    1:2K                                     SEC #7                   
11/28/08  Ita Financial Services, LLC       FOCUSN      9/30/08    1:2K                                     SEC #7                   
11/28/08‡ Zuberance Inc.                    REGDEX     11/28/08    1:2K                                     SEC #7                   
11/28/08  Peters & Co. Equities Inc.        FOCUSN      9/30/08    1:2K                                     SEC #7                   
11/28/08  Intl Custody & Clearing Solu… Inc FOCUSN/A    9/30/08    1:2K                                     SEC #7                   
11/28/08  Stuart Frankel & Co., Inc.        FOCUSN      9/30/08    1:2K                                     SEC #7                   
11/28/08  Intl Custody & Clearing Solu… Inc X-17A-5/A   9/30/08    1:2K                                     SEC #7                   
11/28/08  Stuart Frankel & Co., Inc.        X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  Peters & Co. Equities Inc.        X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  Victory Portfolios                NO ACT     11/28/08    1:2K                                     SEC #7                   
11/28/08  Morrison Investments, Inc.        X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  Stonex Financial Inc.             X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  SA Stone Wealth Management Inc.   X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  Stonex Financial Inc.             FOCUSN      9/30/08    1:2K                                     SEC #7                   
11/28/08  SA Stone Wealth Management Inc.   FOCUSN      9/30/08    1:2K                                     SEC #7                   
11/28/08  Intl Custody & Clearing Solu… Inc FOCUSN      9/30/08    1:2K                                     SEC #7                   
11/28/08  Gremo Investments, Inc.           X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  Equibond, Inc.                    X-17A-5     9/30/08    1:2K                                     SEC #7                   
11/28/08  Grigsby & Associates, Inc.        X-17A-5     9/30/08    1:2K                                     SEC #7                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	REGDEX	Notice of an Exempt Offering of Securities — Form D.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.