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Effective Monday, 12/17/07
17
DEC


        

490  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
12/17/07  Wilco Energy Corp.                REGDEX     12/17/07    1:2K                                     SEC #7                   
12/17/07  NMP Capital, LLC                  X-17A-5    12/31/06    1:2K                                     SEC #7                   
12/17/07  Allegiant Securities L.L.C.       X-17A-5    12/31/06    1:2K                                     SEC #7                   
12/17/07  TBP Advisors Ltd./CT/Adv          ADV-E      12/17/07    1:2K                                     SEC #7                   
12/17/07  David Sherman & Co.               X-17A-5    10/31/07    1:2K                                     SEC #7                   
12/17/07  Rain Globes LLC                   REGDEX     12/17/07    1:2K                                     SEC #7                   
12/17/07  Aim Stock Funds                   40-33      12/17/07    1:2K                                     SEC #7                   
12/17/07  Gabriel Roeder Smith & Co./MI     REGDEX     12/17/07    1:2K                                     SEC #7                   
12/17/07  Elendow Fund LLC                  REGDEX     12/17/07    1:2K                                     SEC #7                   
12/17/07  Weitzel Financial Services, Inc.  X-17A-5    10/31/07    1:2K                                     SEC #7                   
12/17/07  Altagas Income Trust              SUPPL      12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
12/17/07  NASDAQ Stock Market LLC           19B-4E     12/17/07    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  40-33    Stockholder Derivative Action Against an Investment Company or an Affiliate.
  ADV-E    Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  SUPPL    Supplemental Material by a Foreign Issuer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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