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Effective Monday, 2/5/07
5
FEB


        

511  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  2/5/07  Get Interactive Inc.              REGDEX       2/5/07    1:2K                                     SEC #7                   
  2/5/07 Northgate Capital, LLC            ADV-E        2/5/07    1:2K                                     SEC #7                   
  2/5/07Northgate Capital, L.P.           ADV-E        2/5/07    1:2K                                     SEC #7                   
  2/5/07  Checkfree Securities, LLC         X-17A-5    12/31/06    1:2K                                     SEC #7                   
  2/5/07  First Winston Securities, Inc.    X-17A-5    12/31/06    1:2K                                     SEC #7                   
  2/5/07  Newmont USA Ltd.                  NO ACT     12/18/06    1:2K                                     SEC #7                   
  2/5/07  W.G. Nielsen & Co.                X-17A-5    12/31/06    1:2K                                     SEC #7                   
  2/5/07  Salman Partners (USA) Inc.        X-17A-5    10/31/06    1:2K                                     SEC #7                   
  2/5/07  Haberman Bros.                    X-17A-5    12/31/06    1:2K                                     SEC #7                   
  2/5/07JHW Financial Services Inc.       X-17A-5    12/31/06    1:2K                                     SEC #7                   
  2/5/07  Monte Alban Partners LP           REGDEX       2/5/07    1:2K                                     SEC #7                   
  2/5/07  Citigroup Inc.                    NO ACT     12/21/06    1:2K                                     SEC #7                   
  2/5/07  Medical Information Tech, Inc.    NO ACT     12/21/06    1:2K                                     SEC #7                   
  2/5/07  Abbott Laboratories               NO ACT     12/19/06    1:2K                                     SEC #7                   
  2/5/07  Entergy Corp.                     NO ACT       1/5/07    1:1K                                     SEC #7                   
  2/5/07  Home Depot, Inc.                  NO ACT       1/4/07    1:2K                                     SEC #7                   
  2/5/07  DPL Inc.                          NO ACT     12/19/06    1:2K                                     SEC #7                   
  2/5/07  Home Depot, Inc.                  NO ACT     12/19/06    1:2K                                     SEC #7                   
  2/5/07  Dorsey & Co., Inc.                X-17A-5/A   6/30/06    1:2K                                     SEC #7                   
  2/5/07  Berman Capital, LLC               X-17A-5    12/31/06    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  ADV-E    Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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