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Effective Monday, 9/26/05
26
SEP


        

415  Filings
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 ·  Click on a Filing/Form Type¹
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 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 9/26/05  Peer 1 Network (USA) Inc.         REGDEX      9/26/05    1:2K                                     SEC #7                   
 9/26/05  Neuberger Berman Div Advanta… Inc 40-17G      9/26/05    1:2K                                     SEC #7                   
 9/16/05  Columbia Mgmt Services Inc./TA    TA-1/A      9/26/05    1:2K                                     SEC #7                   
 9/26/05  Blackburn & Co., Inc.             FOCUSN      7/31/05    1:2K                                     SEC #7                   
 9/26/05 Blackburn & Co., Inc.             X-17A-5     7/31/05    1:2K                                     SEC #7                   
 9/26/05  Aim Int’l Mutual Fds (Inves… Fds) 40-33       9/26/05    1:2K                                     SEC #7                   
 9/26/05  UBS Rma Money Fund Inc.           40-33       9/26/05    1:2K                                     SEC #7                   
 9/26/05  Aim Int’l Mutual Fds (Inves… Fds) 40-33       9/26/05    1:2K                                     SEC #7                   
 9/26/05  Capital Markets America, Inc.     X-17A-5     8/31/05    1:2K                                     SEC #7                   
 9/26/05  Cyrus Access Ltd.                 REGDEX/A    9/26/05    1:2K                                     SEC #7                   
 9/26/05  Harbor Funds                      40-17G      9/26/05    1:2K                                     SEC #7                   
 9/26/05  Vail Securities Investment, Inc.  X-17A-5     7/31/05    1:2K                                     SEC #7                   
 9/26/05  BTS Securities Corp.              X-17A-5     7/31/05    1:2K                                     SEC #7                   
 9/26/05  Rushmore Pinnacle Center LLC      REGDEX      9/26/05    1:2K                                     SEC #7                   
 9/26/05  Kayne Anderson Energy Total … Inc 40-17G      9/26/05    1:2K                                     SEC #7                   
 9/26/05  Clayton, Williams & Sherwood Invs X-17A-5     7/31/05    1:2K                                     SEC #7                   
 9/26/05  Asian Century Quest Offshore… Ltd REGDEX      9/26/05    1:2K                                     SEC #7                   
 9/26/05  Defiance Offshore Fund Ltd.       REGDEX      9/26/05    1:2K                                     SEC #7                   
 9/26/05  West LR Highlandpointe LLC        REGDEX      9/26/05    1:2K                                     SEC #7                   
 9/26/05  Redrock Capital Partners LLC      REGDEX      9/26/05    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  40-17G    Fidelity Bond for an Investment Company.
  40-33    Stockholder Derivative Action Against an Investment Company or an Affiliate.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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