SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Effective Wednesday, 6/29/05
29
JUN


        

973  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   49   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/29/05  Selectinvest ARV PLUS 2.00X LP    REGDEX/A    6/29/05    1:2K                                     SEC #7                   
 6/29/05  Laffer Partners LP                REGDEX      6/29/05    1:2K                                     SEC #7                   
 6/29/05  Athens Aggressive Fund LP         REGDEX      6/29/05    1:2K                                     SEC #7                   
 6/29/05  Lincoln Nat’l Conv Secs Fund Inc. 25          6/29/05    1:2K                                     SEC #7                   
 6/29/05 Bank of the West/CA/GFN           G-FIN/A     6/29/05    1:1K                                     SEC #7                   
 6/29/05  Amvest Securities, Inc.           X-17A-5/A  12/31/04    1:2K                                     SEC #7                   
 6/29/05  Ridgeway & Conger, Inc.           X-17A-5     3/31/05    1:2K                                     SEC #7                   
 6/29/05  Japan Tobacco Inc./FI             SUPPL       6/29/05    1:1K                                     SEC #7                   
 6/29/05  Aim Int’l Mutual Fds (Inves… Fds) 40-33       6/29/05    1:2K                                     SEC #7                   
 6/29/05J.A. Glynn Investments, LLC.      X-17A-5     4/30/05    1:2K                                     SEC #7                   
 6/29/05  K.W. Chambers & Co.               X-17A-5     4/30/05    1:2K                                     SEC #7                   
 6/29/05  Kcpag Brokerage LLC               X-17A-5     4/30/05    1:2K                                     SEC #7                   
 6/29/05  R.W. Smith & Associates, LLC      X-17A-5     4/30/05    1:2K                                     SEC #7                   
 6/29/05  Madeira Capital, LLC              X-17A-5     4/30/05    1:2K                                     SEC #7                   
 6/29/05  Sethi Financial Investments, Inc. X-17A-5     3/31/05    1:2K                                     SEC #7                   
 6/29/05  Enodis plc                        25          6/29/05    1:2K                                     SEC #7                   
 6/29/05  Profinancial, Inc.                X-17A-5     4/30/05    1:2K                                     SEC #7                   
 6/29/05  Jackson, Kohle & Co.              X-17A-5     3/31/05    1:2K                                     SEC #7                   
 6/29/05  Anixter International Inc.        25          6/29/05    1:2K                                     SEC #7                   
 6/29/05  United Defense Industries Inc.    25          6/29/05    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  25    Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25.
  40-33    Stockholder Derivative Action Against an Investment Company or an Affiliate.
  G-FIN    Notice of Activity as a Government Securities Broker or Dealer by a Financial Institution — Form G-FIN.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  SUPPL    Supplemental Material by a Foreign Issuer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   49   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., May 14, 5:52:12.4am ET