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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/28/03 Intl Fcstone Partners L.P. G-405N 12/31/02 1:2K SEC #7
2/28/03‡ Omega Research Corp. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Westminster Inv Group, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 KC-Co Equity Trading, L.L.C. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Bedrok Securities LLC X-17A-5 12/31/02 1:2K SEC #7
2/28/03 MM Global Securities, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Blaylock & Co., Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Baring Investment Services, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Bok Financial Securities, Inc. FOCUSN 12/31/02 1:2K SEC #7
2/28/03 Columbia Financial Center Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Schroder Fund Advisors LLC X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Calvert Inv Distributors, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 First State Financial Mgmt, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Bradesco Securities, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Diversified Invs Group, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Phillips Financial Services, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Rampart Financial Services, Inc. X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Putnam Retail Management LP X-17A-5 12/31/02 1:2K SEC #7
2/28/03 Petersen Investments, Inc. FOCUSN 12/31/02 1:2K SEC #7
2/28/03 Putnam Retail Management LP FOCUSN 12/31/02 1:2K SEC #7
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | G-405N | Annual Audit Report on a Financial Report [ a.k.a. FOGS Report ] by a Government Securities Broker or Dealer — Form G-405N. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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