1/31/02 Aar Corp. S-8 1/31/02 3:28K Toppan Merrill-FA2/FA 1/31/02 A.B. Watley, Inc. X-17A-5 9/30/01 1:2K SEC #7 1/31/02 Advanced Planning Secs, Inc. X-17A-5 10/31/01 1:2K SEC #7 1/31/02 Advancepcs S-8 1/31/02 3:30K RR Donnelley 1/31/02 Advancepcs S-8 1/31/02 3:30K RR Donnelley 1/31/02 Aegis Capital Corp. X-17A-5 11/30/01 1:2K SEC #7 1/31/02 Affinity Capital LLC/Adv ADVCO 1/31/02 1:1K SEC #7 1/31/02 Alphatech Inv Management Co./Adv ADVCO 1/31/02 1:1K SEC #7 1/31/02 American Fin’l Corp Intl Inc/Adv ADVCO 1/31/02 1:1K SEC #7 1/31/02 Amg Funds 485BPOS 1/31/02 1:295K 1/31/02 Amsurg Corp. S-8 1/31/02 4:90K Bowne of Atlanta Inc./FA 1/31/02 Analyst Ims Inv Mgmt Svcs Ltd/Adv ADVCO 1/31/02 1:1K SEC #7 1/31/02 Atlantis Capital Advs Inc./Adv ADVCO 1/31/02 1:1K SEC #7 1/31/02 Bank of America Corp./DE S-8 1/31/02 5:66K Donnelley Fin’l S… 01/FA 1/31/02 Becker Van Etten Inc./Adv/Adv ADVCO 1/31/02 1:1K SEC #7 1/31/02 Bemos Inv Advisors LLC/Il Adv ADVCO 1/31/02 1:1K SEC #7 1/31/02 Blackrock Liquidity Funds 485BPOS 1/31/02 6:1.1M Donnelley RR & So… Co/FA 1/31/02 Boe Ltd./Adv ADVCO 1/31/02 1:2K SEC #7 1/31/02 Boston Properties Inc. S-8 1/31/02 3:26K Donnelley Fin’l S… 07/FA 1/31/02 Bowers Bryan Richard/Adv ADVCO 1/31/02 1:1K SEC #7