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Documents Incorporated by Reference in ‘424B4’ Filing 950123-10-106925 · Filed re: Tuesday, 2/14/12
14
FEB


        

4  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 2/14/12  TPG Gp Holdings (SBS) Advs, Inc.  SC 13G/A               1:142K LPL Financial Holdings Inc.       Cleary Gottlieb Ste… LLP 
 2/14/12  Hellman & Friedman LLC            SC 13G/A               2:121K LPL Financial Holdings Inc.       Donnelley … Solutions/FA 
          Hellman & Friedman Capital Associates V, L.P.³
          Hellman & Friedman Capital Partners V (Parallel), L.P.³
          Hellman & Friedman Capital Partners V, L.P.³
          Hellman & Friedman Investors V, L.P.³
 2/14/12  Dwyer William E III               4          Officer²    1:6K   LPL Financial Holdings Inc.       DONNELLEY FIN… File16/FA 
 2/14/12  Eaton Jonathan                    4          Officer²    1:5K   LPL Financial Holdings Inc.       DONNELLEY FIN… File16/FA 
____________
 ¹  Filing/Form Types: 
Type emoji
/A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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