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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/14/20 PFM Health Sciences, LP SC 13G/A 1:178K Sienna Biopharmaceuticals, Inc. Toppan Merrill/FA
Brian D. Grossman³
Christopher M. James³
Partner Fund Management GP, LLC³
Partner Investment Management GP, LLC³
Partner Investment Management, L.P.³
2/7/20 FMR LLC SC 13G/A 1:9K Sienna Biopharmaceuticals, Inc.
2/5/20 Nasdaq Stock Market LLC 25-NSE© 2:4K Sienna Biopharmaceuticals, Inc.
12/16/19‡ Sienna Biopharmaceuticals, Inc. EFFECT 12/16/19 1:2K SEC #5
12/11/19 Sienna Biopharmaceuticals, Inc. 15-12B 12/11/19 1:11K Donnelley … Solutions/FA
12/11/19 Sienna Biopharmaceuticals, Inc. POS AM 1:22K Donnelley … Solutions/FA
12/11/19 Sienna Biopharmaceuticals, Inc. S-8 POS 12/11/19 1:23K Donnelley … Solutions/FA
12/11/19 Sienna Biopharmaceuticals, Inc. S-8 POS 12/11/19 1:23K Donnelley … Solutions/FA
12/11/19 Sienna Biopharmaceuticals, Inc. S-8 POS 12/11/19 1:23K Donnelley … Solutions/FA
12/11/19 Sienna Biopharmaceuticals, Inc. 8-K:3,8 12/10/19 1:18K Donnelley … Solutions/FA
11/15/19 Sienna Biopharmaceuticals, Inc. 8-K:8,9 11/12/19 3:60K Donnelley … Solutions/FA
11/12/19 Sienna Biopharmaceuticals, Inc. 10-Q 9/30/19 84:6.4M Donnelley … Solutions/FA
10/17/19 Sienna Biopharmaceuticals, Inc. 8-K:8,9 10/10/19 2:49K Donnelley … Solutions/FA
10/4/19 Azoy Alexander 4 Officer² 1:5K Sienna Biopharmaceuticals, Inc. Solium Capital Inc.
9/23/19 Sienna Biopharmaceuticals, Inc. 8-K:3,8,9 9/17/19 2:58K Donnelley … Solutions/FA
9/17/19 Sienna Biopharmaceuticals, Inc. 8-K:1,2,5 9/11/19 1:26K Donnelley … Solutions/FA
8/14/19 Sienna Biopharmaceuticals, Inc. 8-K:3 8/9/19 1:18K Donnelley … Solutions/FA
8/8/19 Andrews Timothy K. 4 Officer² 1:23K Sienna Biopharmaceuticals, Inc. Solium Capital Inc.
8/8/19 Azoy Alexander 4 Officer² 2:25K Sienna Biopharmaceuticals, Inc. Solium Capital Inc.
8/8/19 Lizzul Paul F. 4 Officer² 1:22K Sienna Biopharmaceuticals, Inc. Solium Capital Inc.
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-Q | Quarterly Report — Form 10-Q. | | 15-12B | Certification of a Termination of Registration of a Class of Securities — Form 15. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | EFFECT | SEC Notice of Effectiveness. | | POS AM | Post-Effective Amendment of a Registration Statement. | | S-8 POS | Post-Effective Amendment of a Form S-8 Registration. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | © | This Filing was a Confirming copy. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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