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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5:18pm† Pudipeddi Vamsi Mohan Raj 4 Director² 1:5K Sonendo, Inc. Solium Capital Inc.
4:53pm Watts Michael Patrick 144 1:16K Sonendo, Inc. Morgan Stanley … Svcs/FA
5/8/24 Sonendo, Inc. 10-Q 3/31/24 69:7.9M Donnelley … Solutions/FA
5/8/24 Sonendo, Inc. 8-K:2,9 5/8/24 9:390K Donnelley … Solutions/FA
5/7/24 Guo Chris 4 Officer² 1:5K Sonendo, Inc. Solium Capital Inc.
5/6/24 Bergheim Bjarne 4 Dir.,Off.² 1:5K Sonendo, Inc. Solium Capital Inc.
5/6/24 Chen Roy T 4 Officer² 1:5K Sonendo, Inc. Solium Capital Inc.
4/29/24 Sonendo, Inc. ARS 12/31/23 1:1.7M Donnelley … Solutions/FA
4/29/24 Sonendo, Inc. DEFA14A 1:178K Donnelley … Solutions/FA
4/29/24 Sonendo, Inc. DEF 14A 6/10/24 1:638K Donnelley … Solutions/FA
4/18/24 Sonendo, Inc. PRE 14A 6/10/24 1:638K Donnelley … Solutions/FA
4/16/24 Guo Chris 4 Officer² 1:5K Sonendo, Inc. Solium Capital Inc.
4/15/24 Sonendo, Inc. 8-K:3 4/11/24 8:141K Donnelley … Solutions/FA
4/11/24 New York Stock Exchange LLC 25-NSE 4/11/24 2:5K Sonendo, Inc.
4/10/24 Sonendo, Inc. 8-K:5 4/5/24 8:141K Donnelley … Solutions/FA
3/27/24 Chen Roy T 4 Officer² 1:5K Sonendo, Inc. Solium Capital Inc.
3/27/24 Bergheim Bjarne 4 Dir.,Off.² 1:5K Sonendo, Inc. Solium Capital Inc.
3/25/24 Guo Chris 3 Officer² 2:18K Sonendo, Inc. Donnelley … Solutions/FA
3/25/24 McGaugh John P. 3 Officer² 2:16K Sonendo, Inc. Donnelley … Solutions/FA
3/22/24 Sonendo, Inc. 8-K/A:5 3/18/24 8:158K Donnelley … Solutions/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-Q | Quarterly Report — Form 10-Q. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | 144 | Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }. | | ARS | Annual Report to Security Holders. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | PRE 14A | Preliminary Proxy Statement — Schedule 14A. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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