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Filings re: Registrant of ‘8-K/A’ Filing 950170-24-35324


        

322  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  5:18pm Pudipeddi Vamsi Mohan Raj         4          Director²   1:5K   Sonendo, Inc.                     Solium Capital Inc.      
  4:53pm  Watts Michael Patrick             144                    1:16K  Sonendo, Inc.                     Morgan Stanley … Svcs/FA 
  5/8/24  Sonendo, Inc.                     10-Q        3/31/24   69:7.9M                                   Donnelley … Solutions/FA 
  5/8/24  Sonendo, Inc.                     8-K:2,9      5/8/24    9:390K                                   Donnelley … Solutions/FA 
  5/7/24  Guo Chris                         4          Officer²    1:5K   Sonendo, Inc.                     Solium Capital Inc.      
  5/6/24  Bergheim Bjarne                   4          Dir.,Off.²  1:5K   Sonendo, Inc.                     Solium Capital Inc.      
  5/6/24  Chen Roy T                        4          Officer²    1:5K   Sonendo, Inc.                     Solium Capital Inc.      
 4/29/24  Sonendo, Inc.                     ARS        12/31/23    1:1.7M                                   Donnelley … Solutions/FA 
 4/29/24  Sonendo, Inc.                     DEFA14A                1:178K                                   Donnelley … Solutions/FA 
 4/29/24  Sonendo, Inc.                     DEF 14A     6/10/24    1:638K                                   Donnelley … Solutions/FA 
 4/18/24  Sonendo, Inc.                     PRE 14A     6/10/24    1:638K                                   Donnelley … Solutions/FA 
 4/16/24  Guo Chris                         4          Officer²    1:5K   Sonendo, Inc.                     Solium Capital Inc.      
 4/15/24  Sonendo, Inc.                     8-K:3       4/11/24    8:141K                                   Donnelley … Solutions/FA 
 4/11/24  New York Stock Exchange LLC       25-NSE      4/11/24    2:5K   Sonendo, Inc.                                              
 4/10/24  Sonendo, Inc.                     8-K:5        4/5/24    8:141K                                   Donnelley … Solutions/FA 
 3/27/24  Chen Roy T                        4          Officer²    1:5K   Sonendo, Inc.                     Solium Capital Inc.      
 3/27/24  Bergheim Bjarne                   4          Dir.,Off.²  1:5K   Sonendo, Inc.                     Solium Capital Inc.      
 3/25/24  Guo Chris                         3          Officer²    2:18K  Sonendo, Inc.                     Donnelley … Solutions/FA 
 3/25/24  McGaugh John P.                   3          Officer²    2:16K  Sonendo, Inc.                     Donnelley … Solutions/FA 
 3/22/24  Sonendo, Inc.                     8-K/A:5     3/18/24    8:158K                                   Donnelley … Solutions/FA 
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-Q    Quarterly Report — Form 10-Q.
  25-NSE    Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25.
  144    Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }.
  ARS    Annual Report to Security Holders.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  DEFA14A    Definitive Additional Proxy Soliciting Material — Schedule 14A.
  PRE 14A    Preliminary Proxy Statement — Schedule 14A.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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