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Filings re: Registrant of ‘424B4’ Filing 1047469-5-9267


        

761  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 4/29/24  Charlie’s Holdings, Inc.          DEF 14A     6/26/24   11:1.8M                                   RDG Filings/FA           
 4/19/24  Charlie’s Holdings, Inc.          8-K:4,9     4/17/24   12:143K                                   RDG Filings/FA           
 4/18/24  Charlie’s Holdings, Inc.          PRE 14A     6/26/24    1:953K                                   RDG Filings/FA           
 4/15/24  Charlie’s Holdings, Inc.          10-K       12/31/23   83:6.6M                                   RDG Filings/FA           
  4/1/24  Charlie’s Holdings, Inc.          NT 10-K    12/31/23    1:25K                                    RDG Filings/FA           
 2/12/24  Iroquois Capital Management, LLC  SC 13G/A               1:103K Charlie’s Holdings, Inc.          Command Financial        
 12/4/23  Carmines Edward                   4          Director²   1:4K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/24/23  Montesano Matthew P               4          Officer²    1:4K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/24/23  Stump Ryan                        4          Officer²    1:5K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/24/23  Sicignano Henry III               4          Officer²    1:5K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/24/23  King Michael D                    4          Director²   1:4K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/24/23  Cohen Scot                        4          Director²   1:4K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/24/23  Carmines Edward                   4          Director²   1:4K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/24/23  Fox Jeffrey G                     4          Director²   1:4K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
11/14/23  Charlie’s Holdings, Inc.          10-Q        9/30/23   69:6.2M                                   RDG Filings/FA           
 8/14/23  Charlie’s Holdings, Inc.          10-Q        6/30/23   67:4.9M                                   RDG Filings/FA           
 6/30/23  Charlie’s Holdings, Inc.          8-K:4       6/29/23   11:132K                                   RDG Filings/FA           
 6/26/23  King Michael D                    3          Director²   1:3K   Charlie’s Holdings, Inc.          Foley & Lardner/FA       
 6/20/23  Charlie’s Holdings, Inc.          8-K:4,5,9   6/13/23   13:345K                                   RDG Filings/FA           
 5/19/23  Charlie’s Holdings, Inc.          10-Q        3/31/23   68:4.3M                                   RDG Filings/FA           
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  10-Q    Quarterly Report — Form 10-Q.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  NT 10-K    Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25.
  PRE 14A    Preliminary Proxy Statement — Schedule 14A.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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