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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/15/24 Cowen & Co., LLC 4 10% Owner² 1:25K Star Holdings Sidley Austin LLP/FA
Cowen Holdings, Inc.
Cowen Inc.
Cowen Overseas Investment LP
RCG LV Pearl LLC
3/15/24 Cowen & Co., LLC 3 10% Owner² 1:12K Star Holdings Sidley Austin LLP/FA
Cowen Holdings, Inc.
Cowen Inc.
Cowen Overseas Investment LP
RCG LV Pearl LLC
3/15/24 Cowen & Co., LLC 4 10% Owner² 1:18K Star Holdings Sidley Austin LLP/FA
Cowen Holdings, Inc.
Cowen Inc.
Cowen Overseas Investment LP
RCG LV Pearl LLC
3/15/24 Cowen & Co., LLC 3 10% Owner² 1:12K Star Holdings Sidley Austin LLP/FA
Cowen Holdings, Inc.
Cowen Inc.
Cowen Overseas Investment LP
RCG LV Pearl LLC
2/23/24 Cowen & Co., LLC 4 10% Owner² 1:14K InFinT Acquisition Corp. Sidley Austin LLP/FA
Cowen Financial Products LLC
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
2/23/24 Cowen & Co., LLC 3 10% Owner² 1:12K InFinT Acquisition Corp. Sidley Austin LLP/FA
Cowen Financial Products LLC
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
2/20/24 Cowen Inc. 3 10% Owner² 1:9K Chain Bridge I EdgarAgents LLC/FA
CB Co-Investment LLC
Cowen Investments II LLC
RCG LV Pearl LLC
12/19/23 Cowen Inc. 4 10% Owner² 1:9K Canna-Global Acquisition Corp. Cowen Fin’l Products LLC
Cowen Financial Products LLC
RCG LV Pearl LLC
12/14/23 Cowen Inc. 3 10% Owner² 1:7K Canna-Global Acquisition Corp. Cowen Fin’l Products LLC
Cowen Financial Products LLC
RCG LV Pearl LLC
9/6/23 Cowen & Co., LLC 4 10% Owner² 1:14K Fusion Acquisition Corp. II Sidley Austin LLP/FA
Cowen Financial Products LLC
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
5/15/23 Cowen & Co., LLC 4 10% Owner² 1:24K Progress Acquisition Corp. Broadridge Fin’l So… Inc
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
5/15/23 Cowen & Co., LLC 3 10% Owner² 1:10K Progress Acquisition Corp. Broadridge Fin’l So… Inc
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
4/25/23 Cowen & Co., LLC 4 10% Owner² 1:16K Fusion Acquisition Corp. II Broadridge Fin’l So… Inc
Cowen Financial Products LLC
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
4/25/23 Cowen & Co., LLC 4 10% Owner² 1:13K Fusion Acquisition Corp. II Broadridge Fin’l So… Inc
Cowen Financial Products LLC
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
4/25/23 Cowen & Co., LLC 3 10% Owner² 1:12K Fusion Acquisition Corp. II Broadridge Fin’l So… Inc
Cowen Financial Products LLC
Cowen Holdings, Inc.
Cowen Inc.
RCG LV Pearl LLC
3/13/23 Cowen Inc. 15-12G 3/13/23 1:10K Cravath Swaine & … 01/FA
3/6/23‡ Cowen Inc. EFFECT 3/6/23 1:2K SEC #5
3/6/23‡ Cowen Inc. EFFECT 3/6/23 1:2K SEC #5
3/6/23‡ Cowen Inc. EFFECT 3/6/23 1:2K SEC #5
3/6/23‡ Cowen Inc. EFFECT 3/6/23 1:2K SEC #5
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: /A | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 15-12G | Certification of a Termination of Registration of a Class of Securities — Form 15. | | EFFECT | SEC Notice of Effectiveness. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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