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Documents Incorporated by Reference in ‘RW’ Filing 1048268-10-9 · Filed re: Wednesday, 3/10/10
10
MAR


        

5  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/10/10  IES Holdings, Inc.                RW                     1:20K                                                             
 3/10/10  Tontine Capital Partners LP       SC 13D/A               1:274K IES Holdings, Inc.                Toppan Merrill/FA        
          Jeffrey L. Gendell³
          Tontine 25 Overseas Master Fund, L.P.³
          Tontine Asset Associates, L.L.C.³
          Tontine Capital Management, L.L.C.³
          Tontine Capital Overseas GP, L.L.C.³
          Tontine Capital Overseas Master Fund II, L.P.³
          Tontine Capital Overseas Master Fund, L.P.³
          Tontine Management, L.L.C.³
          Tontine Overseas Associates, L.L.C.³
          Tontine Partners, L.P.³
 3/10/10  Tontine Cap Overseas Maste… II LP 4/A        10% Owner²  1:14K  IES Holdings, Inc.                Toppan Merrill/FA        
          Tontine Asset Associates, L.L.C.
 3/10/10  Tontine Capital Management LLC    4/A        10% Owner²  1:23K  IES Holdings, Inc.                Toppan Merrill/FA        
          Gendell Jeffrey L et al
          Tontine 25 Overseas Master Fund, L.P.
          Tontine Capital Overseas GP, LLC
          Tontine Capital Overseas Master Fund, L.P.
          Tontine Capital Partners LP
          Tontine Management LLC
          Tontine Overseas Associates LLC
          Tontine Partners LP
 3/10/10  Tontine Cap Overseas Maste… II LP 3/A        10% Owner²  1:9K   IES Holdings, Inc.                Toppan Merrill/FA        
          Tontine Asset Associates, L.L.C.
____________
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  RW    Registration Withdrawal Request.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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