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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/10/10 IES Holdings, Inc. RW 1:20K
3/10/10 Tontine Capital Partners LP SC 13D/A 1:274K IES Holdings, Inc. Toppan Merrill/FA
Jeffrey L. Gendell³
Tontine 25 Overseas Master Fund, L.P.³
Tontine Asset Associates, L.L.C.³
Tontine Capital Management, L.L.C.³
Tontine Capital Overseas GP, L.L.C.³
Tontine Capital Overseas Master Fund II, L.P.³
Tontine Capital Overseas Master Fund, L.P.³
Tontine Management, L.L.C.³
Tontine Overseas Associates, L.L.C.³
Tontine Partners, L.P.³
3/10/10 Tontine Cap Overseas Maste… II LP 4/A 10% Owner² 1:14K IES Holdings, Inc. Toppan Merrill/FA
Tontine Asset Associates, L.L.C.
3/10/10 Tontine Capital Management LLC 4/A 10% Owner² 1:23K IES Holdings, Inc. Toppan Merrill/FA
Gendell Jeffrey L et al
Tontine 25 Overseas Master Fund, L.P.
Tontine Capital Overseas GP, LLC
Tontine Capital Overseas Master Fund, L.P.
Tontine Capital Partners LP
Tontine Management LLC
Tontine Overseas Associates LLC
Tontine Partners LP
3/10/10 Tontine Cap Overseas Maste… II LP 3/A 10% Owner² 1:9K IES Holdings, Inc. Toppan Merrill/FA
Tontine Asset Associates, L.L.C.
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | RW | Registration Withdrawal Request. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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