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Documents Incorporated by Reference in ‘8-A12G’ Filing 930413-7-6819 · Filed re: Monday, 8/20/07
20
AUG


        

6  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 8/20/07  Moyo Partners, LLC                SC 13D                 1:35K  Appgate, Inc.                     Command Financial        
          Arnold P. Kling³
 8/20/07  R R Biotech Partners LLC          SC 13D                 1:29K  Appgate, Inc.                     Command Financial        
 8/20/07  Warshaw Kirk M                    3          Officer²    1:3K   Appgate, Inc.                     Command Financial        
 8/20/07  R R Biotech Partners LLC          3          10% Owner²  1:4K   Appgate, Inc.                     Command Financial        
 8/20/07  Kling Arnold P                    3          D,O,%Owner² 1:6K   Appgate, Inc.                     Command Financial        
          Moyo Partners, LLC
 8/20/07  Appgate, Inc.                     8-A12G                 1:13K                                    Command Financial        
____________
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-A12G    Registration Statement for a Class of Securities — Form 8-A.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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