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Documents Incorporated by Reference in ‘10-K’ Filing 895421-21-286 · Filed re: Tuesday, 12/31/13
31
DEC


        

15  Filings
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 ·  Click on a Filing/Form Type¹
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 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/27/14 Morgan Stanley                    11-K       12/31/13    3:1.6M                                   Davis Polk & … LLP 01/FA 
 3/31/14  Morgan Stanley                    ARS        12/31/13    1:2K                                     SEC #7                   
 2/25/14  Morgan Stanley                    10-K       12/31/13  174:59M                                    Donnelley … Solutions/FA 
 2/13/14  Morgan Stanley                    13F-HR     12/31/13    2:10M                                                             
12/31/13  Morgan Stanley                    FWP                    1:34K  Morgan Stanley                    Davis Polk & … LLP 01/FA 
12/31/13  Morgan Stanley                    424B2                  1:894K                                   Davis Polk & … LLP 01/FA 
12/31/13  Morgan Stanley                    FWP                    1:37K  Morgan Stanley                    Davis Polk & … LLP 01/FA 
12/31/13  Morgan Stanley                    424B2                  1:653K                                   Davis Polk & … LLP 01/FA 
12/31/13  Morgan Stanley                    424B2                  1:647K                                   Davis Polk & … LLP 01/FA 
12/31/13  Morgan Stanley                    SC 13D                 4:195K Noah Education Holdings Ltd.      Toppan Merrill/FA        
          Du Qicai³
          Du Siyuan³
          Sunshine Nation Ltd.³
12/31/13Morgan Stanley                    FWP        12/30/13    1:430K Morgan Stanley                    Davis Polk & … LLP 01/FA 
12/31/13Morgan Stanley                    424B2      12/30/13    1:711K                                   Davis Polk & … LLP 01/FA 
12/31/13Morgan Stanley                    424B2      12/30/13    1:691K                                   Davis Polk & … LLP 01/FA 
12/31/13Morgan Stanley                    424B2      12/30/13    1:628K                                   Davis Polk & … LLP 01/FA 
12/31/13Morgan Stanley                    FWP        12/30/13    1:512K Morgan Stanley                    Davis Polk & … LLP 01/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  10-K    Annual Report — Form 10-K.
  11-K    Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  424B2    Prospectus – Primary Offering or Shelf Securities.
  ARS    Annual Report to Security Holders.
  FWP    Prospectus – Free Writing.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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