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Documents Incorporated by Reference in ‘10-K’ Filing 895421-21-286 · Filed re: Friday, 5/17/13
17
MAY


        

10  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/20/13 Morgan Stanley                    424B2       5/17/13    1:439K                                   Davis Polk & … LLP 01/FA 
 5/20/13Morgan Stanley                    FWP         5/17/13    1:588K Morgan Stanley                    Davis Polk & … LLP 01/FA 
 5/17/13  Gorman James P                    4          Dir.,Off.²  1:5K   Morgan Stanley                    DONNELLEY FIN… File16/FA 
 5/17/13  Davies Howard J                   4          Director²   1:4K   Morgan Stanley                    DONNELLEY FIN… File16/FA 
 5/17/13  Morgan Stanley                    424B2                  1:489K                                   Davis Polk & … LLP 01/FA 
 5/17/13  Morgan Stanley                    FWP                    1:39K  Morgan Stanley                    Davis Polk & … LLP 01/FA 
 5/17/13  Morgan Stanley                    424B2                  1:879K                                   Davis Polk & … LLP 01/FA 
 5/17/13  Morgan Stanley                    FWP                    1:42K  Morgan Stanley                    Davis Polk & … LLP 01/FA 
 5/17/13  Morgan Stanley                    SC 13D/A               2:489K Yongye International, Inc.        Paul Weiss Ri… LLP 01/FA 
          Morgan Stanley³
          Morgan Stanley Private Equity Asia Employee Investors III L³
          Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd³
          Morgan Stanley Private Equity Asia III Inc.³
          Morgan Stanley Private Equity Asia III L.L.C.³
          Morgan Stanley Private Equity Asia III L.P.³
          MS Holdings Inc.³
          Mspea Agriculture Holding Ltd.³
 5/17/13Morgan Stanley                    FWP         5/16/13    1:691K Morgan Stanley                    Davis Polk & … LLP 01/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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/A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  424B2    Prospectus – Primary Offering or Shelf Securities.
  FWP    Prospectus – Free Writing.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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