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Documents Incorporated by Reference in ‘10-K’ Filing 895421-21-286 · Filed re: Friday, 9/30/11
30
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28  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
11/15/11  Morgan Stanley                    13F-HR/A    9/30/11    1:2.2M                                                            
11/14/11  Morgan Stanley                    13F-HR      9/30/11    1:2.2M                                                            
 11/7/11  Morgan Stanley                    10-Q        9/30/11  121:32M                                    Donnelley … Solutions/FA 
 10/3/11 Morgan Stanley                    FWP         9/30/11    1:403K Morgan Stanley                    Davis Polk & … LLP 01/FA 
 10/3/11Morgan Stanley                    FWP         9/30/11    1:403K Morgan Stanley                    Davis Polk & … LLP 01/FA 
 10/3/11Morgan Stanley                    FWP         9/30/11    1:423K Morgan Stanley                    Davis Polk & … LLP 01/FA 
 10/3/11Morgan Stanley                    FWP         9/30/11    1:510K Morgan Stanley                    Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    424B2                  1:573K                                   Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    424B2                  1:972K                                   Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    424B2                  1:380K                                   Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    FWP                    1:41K  Morgan Stanley                    Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    FWP                    1:67K  Morgan Stanley                    Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    424B2                  1:227K                                   Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    424B2                  1:186K                                   Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    424B2                  1:286K                                   Davis Polk & … LLP 01/FA 
 9/30/11  Morgan Stanley                    SC 13D                 2:511K China XD Plastics Co. Ltd.        Paul Weiss Ri… LLP 01/FA 
          Morgan Stanley³
          Morgan Stanley Private Equity Asia Employee Investors III L³
          Morgan Stanley Private Equity Asia III Holdings (Cayman) LT³
          Morgan Stanley Private Equity Asia III Inc.³
          Morgan Stanley Private Equity Asia III L.L.C.³
          Morgan Stanley Private Equity Asia III L.P.³
          MS Holdings Inc.³
          Mspea Modified Plastics Holding Ltd.³
 9/30/11  Morgan Stanley                    4          D,%Own,Oth² 1:22K  China XD Plastics Co. Ltd.        Paul Weiss Ri… LLP 01/FA 
          Morgan Stanley Private Equity Asia Employee Investors III LP
          Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd.
          Morgan Stanley Private Equity Asia III LP
          Morgan Stanley Private Equity Asia III, Inc.
          Morgan Stanley Private Equity Asia III, L.L.C.
          MS Holdings Inc.
          Mspea Modified Plastics Holding Ltd.
 9/30/11  Morgan Stanley                    3          Dir.,Other² 1:16K  China XD Plastics Co. Ltd.        Paul Weiss Ri… LLP 01/FA 
          Morgan Stanley Private Equity Asia Employee Investors III LP
          Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd.
          Morgan Stanley Private Equity Asia III LP
          Morgan Stanley Private Equity Asia III, Inc.
          Morgan Stanley Private Equity Asia III, L.L.C.
          MS Holdings Inc.
          Mspea Modified Plastics Holding Ltd.
 9/30/11Morgan Stanley                    FWP                    1:597K Morgan Stanley                    Davis Polk & … LLP 01/FA 
 9/30/11Morgan Stanley                    424B2                  1:600K                                   Davis Polk & … LLP 01/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  10-Q    Quarterly Report — Form 10-Q.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  424B2    Prospectus – Primary Offering or Shelf Securities.
  FWP    Prospectus – Free Writing.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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