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Documents Incorporated by Reference in ‘DEF 14A’ Filing 1652362-22-55 · Filed re: Monday, 5/20/19
20
MAY


        

3  Filings
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 ·  Click on a Filing/Form Type¹
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-U to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/22/19  Oaktree Capital Group, LLC        4          Dir.,%Own.² 2:21K  Infrastructure & Energy Alte… Inc Donnelley Fin’l S… 06/FA 
          Oaktree Capital Group Holdings GP, LLC
          Oaktree Capital I, L.P.
          Oaktree Fund GP I, L.P.
          Oaktree Fund GP, LLC
          Oaktree Holdings, LLC
          Oaktree Power Opportunities Fund III Delaware, L.P.
          Ocm Holdings I, LLC
 5/22/19  OT POF IEA Pfd B Aggregator, L.P. 3          Dir.,%Own.² 2:22K  Infrastructure & Energy Alte… Inc Donnelley Fin’l S… 06/FA 
          Oaktree Capital Group Holdings GP, LLC
          Oaktree Capital Group, LLC
          Oaktree Capital I, L.P.
          Oaktree Fund GP I, L.P.
          Oaktree Fund GP, LLC
          Oaktree Holdings, LLC
          Oaktree Power Opportunities Fund III Delaware, L.P.
          Ocm Holdings I, LLC
          OT POF IEA Preferred B Aggregator GP LLC
 5/22/19  Infrastructure & Energy Alte… Inc 8-K:1,2,3,5 5/20/19   13:3.7M                                                            
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 ¹  Filing/Form Types: 
Type emoji
-D
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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