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Documents Incorporated by Reference in ‘8-K’ Filing 1683168-20-3665 · Filed re: Tuesday, 3/31/20
31
MAR


        

6  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/25/20  Aethlon Medical Inc.              10-K        3/31/20   70:4.1M                                   GlobalOne Filings Inc/FA 
  4/2/20  Cipriani Guy F.                   4          Director²   1:4K   Aethlon Medical Inc.              DONNELLEY FIN… File16/FA 
  4/2/20  Fisher Charles J Jr.              4          Director²   1:4K   Aethlon Medical Inc.              DONNELLEY FIN… File16/FA 
  4/2/20  Shah Chetan                       4          Director²   1:4K   Aethlon Medical Inc.              DONNELLEY FIN… File16/FA 
  4/2/20  Johnson Sabrina Martucci          4          Director²   1:4K   Aethlon Medical Inc.              DONNELLEY FIN… File16/FA 
 3/30/20 Aethlon Medical Inc.              EFFECT      3/30/20    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  10-K    Annual Report — Form 10-K.
  EFFECT    SEC Notice of Effectiveness.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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